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SCHWAB CHARLES CORP — Director's Dealing 2023
Dec 20, 2023
10451_dirs_2023-12-19_a18bffed-7dde-4d3e-aee8-87d42bb49d4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-12-15
Reporting Person: Ellis Stephen A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-15 | Common Stock | M | 2247 | $25.82 | Acquired | 7395 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-15 | Nonqualified Stock Option (right to buy) | $25.82 | M | 2247 | Disposed | 2024-01-02 | Common Stock (2247) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 106000.6073 | Indirect |
Footnotes
F1: Reflects the contribution of 2,247 shares received upon exercise of the option to a trust.
F2: Includes 1,359.6073 shares acquired through dividend reinvestment and 2,593 shares previously owned directly that were contributed to a trust.
F3: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.
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