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SCHWAB CHARLES CORP Director's Dealing 2023

Dec 20, 2023

10451_dirs_2023-12-19_a18bffed-7dde-4d3e-aee8-87d42bb49d4d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-12-15

Reporting Person: Ellis Stephen A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-15 Common Stock M 2247 $25.82 Acquired 7395 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-15 Nonqualified Stock Option (right to buy) $25.82 M 2247 Disposed 2024-01-02 Common Stock (2247) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 106000.6073 Indirect

Footnotes

F1: Reflects the contribution of 2,247 shares received upon exercise of the option to a trust.

F2: Includes 1,359.6073 shares acquired through dividend reinvestment and 2,593 shares previously owned directly that were contributed to a trust.

F3: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.