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SCHWAB CHARLES CORP — Director's Dealing 2022
Nov 1, 2022
10451_dirs_2022-11-01_ce9e111c-1be8-4bbd-8626-cd7413dbf0c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2022-10-28
Reporting Person: Schwab-Pomerantz Carolyn (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-28 | Common Stock | S | 18750 | $80 | Disposed | 1745148.6599 | Indirect |
| 2022-10-28 | Common Stock | S | 700 | $80.2974 | Disposed | 1744448.6599 | Indirect |
| 2022-10-28 | Common Stock | S | 12500 | $80 | Disposed | 596456 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10255 | Direct |
| Common Stock | 2798 | Indirect |
| Common Stock | 1456.99 | Indirect |
| Common Stock | 3112.62 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $80.000 to $80.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $80.295 to $80.315. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This information is based on a plan statement as of September 30, 2022.