SCHWAB CHARLES CORP — Director's Dealing 2022

Nov 1, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2022-10-26

Reporting Person: Schwab-Pomerantz Carolyn (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10255	Direct
Common Stock	2798	Indirect
Common Stock	1763898.6599	Indirect
Common Stock	608956	Indirect
Common Stock	1456.99	Indirect
Common Stock	3112.62	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Nonqualified Stock Option (right to buy)	$28.44	2024-11-03	Common Stock (7482)		Direct
Nonqualified Stock Option (right to buy)	$31.37	2025-11-02	Common Stock (6897)		Direct
Nonqualified Stock Option (right to buy)	$31.65	2026-11-01	Common Stock (9910)		Direct
Nonqualified Stock Option (right to buy)	$44.24	2027-11-01	Common Stock (6677)		Direct
Nonqualified Stock Option (right to buy)	$46.39	2028-11-01	Common Stock (6462)		Direct

Footnotes

F1: The reported holding constitutes grants of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date.

F2: This information is based on a plan statement as of September 30, 2022.

F3: Granted under the company's 2013 Stock Incentive Plan.

F4: The option vested in four equal annual installments beginning on November 3, 2015, the first anniversary of the grant date.

F5: The option vested in four equal annual installments beginning on November 2, 2016, the first anniversary of the grant date.

F6: The option vested in four equal annual installments beginning on November 1, 2017, the first anniversary of the grant date.

F7: The option vested in four equal annual installments beginning on November 1, 2018, the first anniversary of the grant date.

F8: The option vests in four equal annual installments beginning on November 1, 2019, the first anniversary of the grant date.