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SCHWAB CHARLES CORP Director's Dealing 2022

Nov 4, 2022

10451_dirs_2022-11-03_f525801c-0664-422e-bb78-dca20e9df701.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2022-11-01

Reporting Person: Schwab-Pomerantz Carolyn (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-11-01 Common Stock F 657 $80.255 Disposed 8220 Direct
2022-11-01 Common Stock S 6270 $79.8187 Disposed 1739556.6599 Indirect
2022-11-02 Common Stock F 141 $79.50 Disposed 7783 Direct
2022-11-02 Common Stock S 6270 $79.2925 Disposed 1733852.6599 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 596456 Indirect
Common Stock 2798 Indirect
Common Stock 1456.99 Indirect
Common Stock 3112.62 Indirect

Footnotes

F1: Shares withheld for taxes upon the settlement of Restricted Stock Units granted to the reporting person.

F2: Excludes 1,378 shares previously owned directly that were transferred to a trust on November 1, 2022.

F3: This transaction was executed in multiple trades at prices ranging from $79.745 to $79.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: Excludes 296 shares previously owned directly that were transferred to a trust on November 2, 2022.

F5: This transaction was executed in multiple trades at prices ranging from $79.25 to $79.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This information is based on a plan statement as of September 30, 2022.