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SCHWAB CHARLES CORP — Director's Dealing 2022
Nov 4, 2022
10451_dirs_2022-11-03_f525801c-0664-422e-bb78-dca20e9df701.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2022-11-01
Reporting Person: Schwab-Pomerantz Carolyn (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-01 | Common Stock | F | 657 | $80.255 | Disposed | 8220 | Direct |
| 2022-11-01 | Common Stock | S | 6270 | $79.8187 | Disposed | 1739556.6599 | Indirect |
| 2022-11-02 | Common Stock | F | 141 | $79.50 | Disposed | 7783 | Direct |
| 2022-11-02 | Common Stock | S | 6270 | $79.2925 | Disposed | 1733852.6599 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 596456 | Indirect |
| Common Stock | 2798 | Indirect |
| Common Stock | 1456.99 | Indirect |
| Common Stock | 3112.62 | Indirect |
Footnotes
F1: Shares withheld for taxes upon the settlement of Restricted Stock Units granted to the reporting person.
F2: Excludes 1,378 shares previously owned directly that were transferred to a trust on November 1, 2022.
F3: This transaction was executed in multiple trades at prices ranging from $79.745 to $79.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Excludes 296 shares previously owned directly that were transferred to a trust on November 2, 2022.
F5: This transaction was executed in multiple trades at prices ranging from $79.25 to $79.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This information is based on a plan statement as of September 30, 2022.