SCHWAB CHARLES CORP — Director's Dealing 2022

Nov 14, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2022-11-10

Reporting Person: Ellis Stephen A (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-11-10	Common Stock	M	2685	$13.67	Acquired	4899	Direct
2022-11-10	Common Stock	M	14345	$19.21	Acquired	4899	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-11-10	Nonqualified Stock Option (right to buy)	$13.67	M	2685	Disposed	2022-12-12	Common Stock (2685)	Direct
2022-11-10	Nonqualified Stock Option (right to buy)	$19.21	M	14345	Disposed	2023-05-20	Common Stock (14345)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	58657	Indirect

Footnotes

F1: Reflects the contribution of the shares received upon exercise of the option to a revocable living trust.

F2: The option was granted under the company's 2004 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

F3: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.