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SCHWAB CHARLES CORP Director's Dealing 2022

Dec 19, 2022

10451_dirs_2022-12-19_6c4222cf-770a-4d84-bfcd-29be931514a0.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2022-10-28

Reporting Person: Murtagh Nigel J (MD, Chief Risk Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-10-28 Common Stock M 16169 $30.17 Acquired 84273.6269 Direct
2022-10-28 Common Stock S 16169 $79.9953 Disposed 68104.6269 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-10-28 Nonqualified Stock Option $30.17 M 16169 Disposed 2025-03-02 Common Stock (16169) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1315 Indirect

Footnotes

F1: The original Form 4 inadvertently omitted this transaction.

F2: Includes 137.3222 shares acquired through dividend reinvestment that were previously inadvertently omitted.

F3: This transaction was executed in multiple trades at prices ranging from $79.975 to $80.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: Includes 208 shares acquired under the company's Employee Stock Purchase Plan that were previously inadvertently omitted.

F5: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on March 2, 2016, the first anniversary of the grant date.