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SCHWAB CHARLES CORP — Director's Dealing 2022
Dec 19, 2022
10451_dirs_2022-12-19_6c4222cf-770a-4d84-bfcd-29be931514a0.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2022-10-28
Reporting Person: Murtagh Nigel J (MD, Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-28 | Common Stock | M | 16169 | $30.17 | Acquired | 84273.6269 | Direct |
| 2022-10-28 | Common Stock | S | 16169 | $79.9953 | Disposed | 68104.6269 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-28 | Nonqualified Stock Option | $30.17 | M | 16169 | Disposed | 2025-03-02 | Common Stock (16169) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1315 | Indirect |
Footnotes
F1: The original Form 4 inadvertently omitted this transaction.
F2: Includes 137.3222 shares acquired through dividend reinvestment that were previously inadvertently omitted.
F3: This transaction was executed in multiple trades at prices ranging from $79.975 to $80.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Includes 208 shares acquired under the company's Employee Stock Purchase Plan that were previously inadvertently omitted.
F5: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on March 2, 2016, the first anniversary of the grant date.