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SCHWAB CHARLES CORP Director's Dealing 2021

Jan 12, 2021

10451_dirs_2021-01-12_9ba90a27-17b7-4d03-b701-3cf8a0cb627b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-01-11

Reporting Person: Clark Bernard J. (EVP - Advisor Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-11 Common Stock M 29976.0000 $26.3900 Acquired 102244.8091 Indirect
2021-01-11 Common Stock S 29976.0000 $60.0057 Disposed 72268.8091 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-11 Nonqualified Stock Option (right to buy) $26.3900 M 29976.0000 Disposed 2026-03-01 Common Stock (29976.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3557.3780 Indirect
Common Stock 637.1430 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2020.

F2: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.015. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.