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SCHWAB CHARLES CORP Director's Dealing 2021

Jan 12, 2021

10451_dirs_2021-01-12_e8bb437f-1461-4fe9-b8ca-17f3c0f11f73.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-01-12

Reporting Person: Craig Jonathan M. (Senior EVP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-12 Common Stock M 3503.0000 $23.1200 Acquired 3503.0000 Indirect
2021-01-12 Common Stock S 3503.0000 $60.9800 Disposed 0.0000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-12 Nonqualified Stock Option (right to buy) $23.1200 M 3503.0000 Disposed 2023-11-01 Common Stock (3503.0000) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020.

F2: This transaction was executed in multiple trades at prices ranging from $60.97 to $61.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.