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SCHWAB CHARLES CORP — Director's Dealing 2021
Feb 17, 2021
10451_dirs_2021-02-17_33007e29-1b95-448f-a8bc-47f36d3af97a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-02-12
Reporting Person: Murtagh Nigel J (EVP - Corporate Risk)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-12 | Common Stock | M | 19000.0000 | $30.1700 | Acquired | 69274.9959 | Direct |
| 2021-02-12 | Common Stock | M | 17665.0000 | $28.4400 | Acquired | 86939.9959 | Direct |
| 2021-02-12 | Common Stock | S | 36665.0000 | $57.9204 | Disposed | 50274.9959 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-12 | Nonqualified Stock Option (right to buy) | $28.4400 | M | 17665.0000 | Disposed | 2024-11-03 | Common Stock (17665.0000) | Direct |
| 2021-02-12 | Nonqualified Stock Option (right to buy) | $30.1700 | M | 19000.0000 | Disposed | 2025-03-02 | Common Stock (19000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 547.0000 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $57.875 to $57.995. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The date first exercisable is 11/03/2015.
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