SCHWAB CHARLES CORP — Director's Dealing 2021

Apr 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-04-28

Reporting Person: Craig Jonathan M. (Senior EVP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-28	Common Stock	M	7793.0000	$28.4400	Acquired	7793.0000	Indirect
2021-04-28	Common Stock	S	7793.0000	$70.0021	Disposed	0.0000	Indirect
2021-04-29	Common Stock	M	7794.0000	$28.4400	Acquired	7794.0000	Indirect
2021-04-29	Common Stock	S	7794.0000	$70.9937	Disposed	0.0000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-28	Nonqualified Stock Option (right to buy)	$28.4400	M	7793.0000	Disposed	2024-11-03	Common Stock (7793.0000)	Direct
2021-04-29	Nonqualified Stock Option (right to buy)	$28.4400	M	7794.0000	Disposed	2024-11-03	Common Stock (7794.0000)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020.

F2: This transaction was executed in multiple trades at prices ranging from $69.98 to $70.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $70.99 to $71.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.