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SCHWAB CHARLES CORP Director's Dealing 2021

May 14, 2021

10451_dirs_2021-05-14_d5342390-0f4f-4cbd-9bba-7ed4e41f763d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-05-14

Reporting Person: Bettinger Walter W (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-14 Common Stock M 33770.0000 $28.4400 Acquired 241684.0220 Direct
2021-05-14 Common Stock M 16018.0000 $27.4500 Acquired 257702.0220 Direct
2021-05-14 Common Stock S 49788.0000 $72.4708 Disposed 207914.0220 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-14 Nonqualified Stock Option (right to buy) $27.4500 M 16018.0000 Disposed 2024-08-01 Common Stock (16018.0000) Direct
2021-05-14 Nonqualified Stock Option (right to buy) $28.4400 M 33770.0000 Disposed 2024-11-03 Common Stock (33770.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6279.1680 Indirect
Common Stock 2569.0000 Indirect
Common Stock 2412.2908 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $72.47 to $72.475. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.