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SCHWAB CHARLES CORP — Director's Dealing 2021
May 28, 2021
10451_dirs_2021-05-28_1152dd6b-c445-4d55-bc86-3b7924b77957.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-05-28
Reporting Person: Haraf William S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-28 | Common Stock | M | 7835.0000 | $31.2100 | Acquired | 40336.0000 | Direct |
| 2021-05-28 | Common Stock | S | 7835.0000 | $73.9568 | Disposed | 32501.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-28 | Nonqualified Stock Option (right to buy) | $31.2100 | M | 7835.0000 | Disposed | 2025-05-15 | Common Stock (7835.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $73.92 to $73.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The date first exercisable is 5/15/2016.
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