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SCHWAB CHARLES CORP — Director's Dealing 2021
Jul 13, 2021
10451_dirs_2021-07-13_edb76d43-1cb6-47b3-9b75-75edfc061f10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-07-12
Reporting Person: Schwab Charles R. (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-12 | Common Stock | S | 11701.0000 | $72.0002 | Disposed | 32023155.0000 | Indirect |
| 2021-07-12 | Common Stock | S | 14000.0000 | $70.0491 | Disposed | 32009155.0000 | Indirect |
| 2021-07-13 | Common Stock | S | 13899.0000 | $72.0059 | Disposed | 31995256.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 872955.3300 | Indirect |
| Common Stock | 84796022.0000 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $72.00 to $72.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $72.00 to $72.015. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.