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SCHWAB CHARLES CORP — Director's Dealing 2021
Oct 26, 2021
10451_dirs_2021-10-25_727f985f-7499-461e-906d-e3fc0edf6377.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-10-25
Reporting Person: Clark Bernard J. (EVP - Advisor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-25 | Common Stock | M | 300.0000 | $42.9900 | Acquired | 72568.8091 | Indirect |
| 2021-10-25 | Common Stock | S | 300.0000 | $84.0000 | Disposed | 72268.8091 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-25 | Nonqualified Stock Option (right to buy) | $42.9900 | M | 300.0000 | Disposed | 2027-03-01 | Common Stock (300.0000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3600.0990 | Indirect |
| Common Stock | 645.0090 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021.
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