SCHWAB CHARLES CORP — Director's Dealing 2021

Oct 27, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-10-25

Reporting Person: Clark Bernard J. (EVP - Advisor Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-25	Common Stock	A	59931.0000	$0.0000	Acquired	59931.0000	Direct
2021-10-26	Common Stock	M	28370.0000	$42.9900	Acquired	100638.8091	Indirect
2021-10-26	Common Stock	S	28370.0000	$84.0038	Disposed	72268.8091	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-26	Nonqualified Stock Option (right to buy)	$42.9900	M	28370.0000	Disposed	2027-03-01	Common Stock (28370.0000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3600.0990	Indirect
Common Stock	645.0090	Indirect

Footnotes

F1: The reported holding represents grants of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on each of the first, second, third and fourth anniversary of the grant date.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021.

F3: This transaction was executed in multiple trades at prices ranging from $84.00 to $84.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.