AI assistant
Sending…
SCHWAB CHARLES CORP — Director's Dealing 2021
Oct 28, 2021
10451_dirs_2021-10-27_09d98e14-bf71-4be8-8c42-e5a63ca9b7e3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-10-27
Reporting Person: Schwab Charles R. (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-27 | Common Stock | M | 768.0000 | $12.4500 | Acquired | 81936092.0000 | Indirect |
| 2021-10-27 | Common Stock | S | 768.0000 | $83.0000 | Disposed | 81935324.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-27 | Nonqualified Stock Option (right to buy) | $12.4500 | M | 768.0000 | Disposed | 2022-08-01 | Common Stock (768.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 31631256.0000 | Indirect |
| Common Stock | 1358535.3300 | Indirect |