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SCHWAB CHARLES CORP — Director's Dealing 2020
Oct 26, 2020
10451_dirs_2020-10-26_090d50c5-0fe0-4d06-8cc0-4fafaac1946c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2020-10-22
Reporting Person: Levitt Brian M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-22 | Common Stock | A | 469.0000 | $0.0000 | Acquired | 469.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-22 | Nonqualified Stock Option (right to buy) | $40.1300 | A | 1243.0000 | Acquired | 2030-10-22 | Common Stock (1243.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21846.0000 | Indirect |
Footnotes
F1: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
F2: This amount was inadvertently reported as directly held on the Insider's previously filed Form 4.
F3: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.