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SCHWAB CHARLES CORP — Director's Dealing 2020
Oct 29, 2020
10451_dirs_2020-10-29_a2a10b46-4241-4cce-9038-0f11c0aa6193.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2020-10-29
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-29 | Common Stock | M | 66288.0000 | $15.4300 | Acquired | 75128744.0000 | Indirect |
| 2020-10-29 | Common Stock | S | 66288.0000 | $37.7357 | Disposed | 75062456.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-29 | Nonqualified Stock Option (right to buy) | $15.4300 | M | 66288.0000 | Disposed | 2020-11-01 | Common Stock (66288.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 32409941.0000 | Indirect |
| Common Stock | 14719160.3300 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $37.34 to $38.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.