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SCHWAB CHARLES CORP Director's Dealing 2020

Nov 13, 2020

10451_dirs_2020-11-13_ca0415de-5de6-47bb-b406-8657d409bbe4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2020-11-11

Reporting Person: HERRINGER FRANK C (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-11 Common Stock M 11344.0000 $17.6200 Acquired 137682.0000 Indirect
2020-11-11 Common Stock F 4281.0000 $46.6850 Disposed 133401.0000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-11 Nonqualified Stock Option (right to buy) $17.6200 M 11344.0000 Disposed 2021-05-19 Common Stock (11344.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5453.0000 Direct
Common Stock 50625.0000 Indirect

Footnotes

F1: The date first exercisable is 5/19/2012.