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SCHWAB CHARLES CORP — Director's Dealing 2020
Nov 13, 2020
10451_dirs_2020-11-13_ca0415de-5de6-47bb-b406-8657d409bbe4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2020-11-11
Reporting Person: HERRINGER FRANK C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-11 | Common Stock | M | 11344.0000 | $17.6200 | Acquired | 137682.0000 | Indirect |
| 2020-11-11 | Common Stock | F | 4281.0000 | $46.6850 | Disposed | 133401.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-11 | Nonqualified Stock Option (right to buy) | $17.6200 | M | 11344.0000 | Disposed | 2021-05-19 | Common Stock (11344.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5453.0000 | Direct |
| Common Stock | 50625.0000 | Indirect |
Footnotes
F1: The date first exercisable is 5/19/2012.
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