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SCHWAB CHARLES CORP — Director's Dealing 2016
Nov 7, 2016
10451_dirs_2016-11-07_086b0fe9-e7f6-41f5-b4dd-462d669a448a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2016-11-03
Reporting Person: Kallsen Terri R (EVP - Investor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-03 | Common Stock | S | 2494.0000 | $31.3245 | Disposed | 6027.0000 | Direct |
| 2016-11-07 | Common Stock | S | 815.0000 | $32.1049 | Disposed | 5212.0000 | Direct |
| 2016-11-03 | Common Stock | M | 5200.0000 | $13.6400 | Acquired | 5200.0000 | Indirect |
| 2016-11-03 | Common Stock | S | 5200.0000 | $31.3316 | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-03 | Nonqualified Stock Option (right to buy) | $13.6400 | M | 5200.0000 | Disposed | 2022-11-01 | Common Stock (5200.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2544.0000 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $31.30 to $31.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $32.095 to $32.105. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $31.31 to $31.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.