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SCHWAB CHARLES CORP Director's Dealing 2016

Nov 14, 2016

10451_dirs_2016-11-14_3dd9396f-4d25-4fbd-b471-9c419fae95e6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2016-11-10

Reporting Person: Murtagh Nigel J (EVP - Corporate Risk)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-10 Common Stock M 10000.0000 $12.9300 Acquired 45137.1423 Direct
2016-11-10 Common Stock S 10000.0000 $34.3770 Disposed 35137.1423 Direct
2016-11-10 Common Stock G 274.4380 $0.0000 Disposed 34862.7043 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-10 Nonqualified Stock Option (right to buy) $12.9300 M 10000.0000 Disposed 2022-07-02 Common Stock (10000.0000) Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $34.32 to $34.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: The option was first exercisable on July 2, 2013.