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SCHWAB CHARLES CORP — Director's Dealing 2016
Nov 14, 2016
10451_dirs_2016-11-14_3dd9396f-4d25-4fbd-b471-9c419fae95e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2016-11-10
Reporting Person: Murtagh Nigel J (EVP - Corporate Risk)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-10 | Common Stock | M | 10000.0000 | $12.9300 | Acquired | 45137.1423 | Direct |
| 2016-11-10 | Common Stock | S | 10000.0000 | $34.3770 | Disposed | 35137.1423 | Direct |
| 2016-11-10 | Common Stock | G | 274.4380 | $0.0000 | Disposed | 34862.7043 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-10 | Nonqualified Stock Option (right to buy) | $12.9300 | M | 10000.0000 | Disposed | 2022-07-02 | Common Stock (10000.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $34.32 to $34.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The option was first exercisable on July 2, 2013.
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