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SCHWAB CHARLES CORP — Director's Dealing 2016
Nov 23, 2016
10451_dirs_2016-11-23_2c2e97cc-11fe-4fed-825b-70deed4fa74a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2016-11-23
Reporting Person: Murtagh Nigel J (EVP - Corporate Risk)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-23 | Common Stock | M | 13000.0000 | $12.4500 | Acquired | 47862.7043 | Direct |
| 2016-11-23 | Common Stock | S | 13000.0000 | $38.8204 | Disposed | 34862.7043 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-23 | Nonqualified Stock Option (right to buy) | $12.4500 | M | 13000.0000 | Disposed | 2022-08-01 | Common Stock (13000.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $38.755 to $38.885. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The option was first exercisable on August 1, 2013.
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