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SCHWAB CHARLES CORP Director's Dealing 2016

Mar 3, 2016

10451_dirs_2016-03-03_79f36f76-faad-4368-b6a7-bf0ff71b9b65.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2016-03-01

Reporting Person: Clark Bernard J. (EVP - Advisor Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-01 Common Stock M 10073.0000 $25.9000 Acquired 56795.2384 Indirect
2016-03-02 Common Stock M 2448.0000 $26.5425 Acquired 59243.2384 Indirect
2016-03-03 Common Stock S 10073.0000 $26.6386 Disposed 49170.2384 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-01 Nonqualified Stock Option (right to buy) $26.3900 A 89929.0000 Acquired 2026-03-01 Common Stock (89929.0000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3382.6900 Indirect
Common Stock 609.6060 Indirect

Footnotes

F1: Shares acquired on the vesting of restricted stock units.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2015.

F3: This transaction was executed in multiple trades at prices ranging from $26.32 to $27.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.