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SCHWAB CHARLES CORP Director's Dealing 2016

Nov 23, 2016

10451_dirs_2016-11-23_a362b142-371a-4f82-9fb9-45cb5fa28fc6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2016-11-22

Reporting Person: Clark Bernard J. (EVP - Advisor Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-22 Common Stock M 23500.0000 $11.7500 Acquired 76232.0696 Indirect
2016-11-22 Common Stock M 22194.0000 $12.4500 Acquired 98426.0696 Indirect
2016-11-22 Common Stock M 17562.0000 $13.9100 Acquired 115988.0696 Indirect
2016-11-22 Common Stock S 17562.0000 $38.1382 Disposed 98426.0696 Indirect
2016-11-22 Common Stock S 22194.0000 $38.1382 Disposed 76232.0696 Indirect
2016-11-22 Common Stock S 23500.0000 $38.1382 Disposed 52732.0696 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-22 Nonqualified Stock Option (right to buy) $13.9100 M 17562.0000 Disposed 2022-03-01 Common Stock (17562.0000) Direct
2016-11-22 Nonqualified Stock Option (right to buy) $12.4500 M 22194.0000 Disposed 2022-08-01 Common Stock (22194.0000) Direct
2016-11-22 Nonqualified Stock Option (right to buy) $11.7500 M 23500.0000 Disposed 2021-11-01 Common Stock (23500.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3403.0370 Indirect
Common Stock 610.4900 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $38.07 to $38.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.