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SCHWAB CHARLES CORP Director's Dealing 2016

Oct 21, 2016

10451_dirs_2016-10-21_7c7f34b1-a8ef-402c-9d61-75aead655897.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2016-10-20

Reporting Person: Murtagh Nigel J (EVP - Corporate Risk)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-20 Common Stock M 15000.0000 $11.7500 Acquired 50137.1423 Direct
2016-10-20 Common Stock S 15000.0000 $32.2153 Disposed 35137.1423 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-20 Nonqualified Stock Option (right to buy) $11.7500 M 15000.0000 Disposed 2021-11-01 Common Stock (15000.0000) Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $32.17 to $32.255. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: The option was exercisable on November 1, 2015.