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SCHWAB CHARLES CORP — Director's Dealing 2016
Jul 25, 2016
10451_dirs_2016-07-25_25d93baf-fabd-4c35-96a4-02d54343843f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2016-07-22
Reporting Person: Kallsen Terri R (EVP - Investor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-22 | Common Stock | M | 3362.0000 | $12.1000 | Acquired | 17822.0000 | Direct |
| 2016-07-22 | Common Stock | S | 3362.0000 | $28.0333 | Disposed | 14460.0000 | Direct |
| 2016-07-22 | Common Stock | S | 3532.0000 | $27.9855 | Disposed | 10928.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-22 | Nonqualified Stock Option (right to buy) | $12.1000 | M | 3362.0000 | Disposed | 2022-06-01 | Common Stock (3362.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2456.0000 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $27.99 to $28.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $27.985 to $28.036. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.