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SCHWAB CHARLES CORP — Director's Dealing 2016
Nov 9, 2016
10451_dirs_2016-11-09_a3e872dd-8c66-4560-ac0d-4dea72338b0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2016-11-08
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-08 | Common Stock | S | 32210.0000 | $32.5008 | Disposed | 103110733.0000 | Indirect |
| 2016-11-09 | Common Stock | S | 567790.0000 | $33.3267 | Disposed | 102542943.0000 | Indirect |
| 2016-11-09 | Common Stock | G | 121000.0000 | $0.0000 | Disposed | 102421943.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 34637941.0000 | Indirect |
| Common Stock | 6313425.3300 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $32.50 to $32.51. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $32.50 to $33.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.