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SCHWAB CHARLES CORP Director's Dealing 2016

Nov 16, 2016

10451_dirs_2016-11-16_74b5858f-1e24-408c-a8b6-daadc0bdecab.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2016-11-14

Reporting Person: Kallsen Terri R (EVP - Investor Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-14 Common Stock M 18802.0000 $30.1700 Acquired 18802.0000 Indirect
2016-11-14 Common Stock M 8105.0000 $28.4400 Acquired 26907.0000 Indirect
2016-11-14 Common Stock M 4026.0000 $23.1200 Acquired 30933.0000 Indirect
2016-11-14 Common Stock S 4026.0000 $36.9412 Disposed 26907.0000 Indirect
2016-11-14 Common Stock S 8105.0000 $36.9412 Disposed 18802.0000 Indirect
2016-11-14 Common Stock S 18802.0000 $36.9412 Disposed 0.0000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-14 Nonqualified Stock Option (right to buy) $30.1700 M 18802.0000 Disposed 2025-03-02 Common Stock (18802.0000) Direct
2016-11-14 Nonqualified Stock Option (right to buy) $23.1200 M 4026.0000 Disposed 2023-11-01 Common Stock (4026.0000) Direct
2016-11-14 Nonqualified Stock Option (right to buy) $28.4400 M 8105.0000 Disposed 2024-11-03 Common Stock (8105.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5212.0000 Direct
Common Stock 2544.0000 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $36.31 to $37.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.