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SCHWAB CHARLES CORP — Director's Dealing 2016
Nov 16, 2016
10451_dirs_2016-11-16_74b5858f-1e24-408c-a8b6-daadc0bdecab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2016-11-14
Reporting Person: Kallsen Terri R (EVP - Investor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-14 | Common Stock | M | 18802.0000 | $30.1700 | Acquired | 18802.0000 | Indirect |
| 2016-11-14 | Common Stock | M | 8105.0000 | $28.4400 | Acquired | 26907.0000 | Indirect |
| 2016-11-14 | Common Stock | M | 4026.0000 | $23.1200 | Acquired | 30933.0000 | Indirect |
| 2016-11-14 | Common Stock | S | 4026.0000 | $36.9412 | Disposed | 26907.0000 | Indirect |
| 2016-11-14 | Common Stock | S | 8105.0000 | $36.9412 | Disposed | 18802.0000 | Indirect |
| 2016-11-14 | Common Stock | S | 18802.0000 | $36.9412 | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-14 | Nonqualified Stock Option (right to buy) | $30.1700 | M | 18802.0000 | Disposed | 2025-03-02 | Common Stock (18802.0000) | Direct |
| 2016-11-14 | Nonqualified Stock Option (right to buy) | $23.1200 | M | 4026.0000 | Disposed | 2023-11-01 | Common Stock (4026.0000) | Direct |
| 2016-11-14 | Nonqualified Stock Option (right to buy) | $28.4400 | M | 8105.0000 | Disposed | 2024-11-03 | Common Stock (8105.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5212.0000 | Direct |
| Common Stock | 2544.0000 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $36.31 to $37.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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