SCHWAB CHARLES CORP — Director's Dealing 2016

Nov 14, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2016-11-10

Reporting Person: Clark Bernard J. (EVP - Advisor Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-10	Common Stock	M	65056.0000	$15.0000	Acquired	117788.0696	Indirect
2016-11-10	Common Stock	M	28090.0000	$18.2500	Acquired	145878.0696	Indirect
2016-11-10	Common Stock	S	28090.0000	$35.3152	Disposed	117788.0696	Indirect
2016-11-10	Common Stock	S	65056.0000	$35.3152	Disposed	52732.0696	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-10	Nonqualified Stock Option (right to buy)	$18.2500	M	28090.0000	Disposed	2020-03-01	Common Stock (28090.0000)	Direct
2016-11-10	Nonqualified Stock Option (right to buy)	$15.0000	M	65056.0000	Disposed	2020-08-02	Common Stock (65056.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3403.0370	Indirect
Common Stock	610.4900	Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2015.

F2: This transaction was executed in multiple trades at prices ranging from $34.50 to $35.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.