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SCHWAB CHARLES CORP — Director's Dealing 2016
Nov 18, 2016
10451_dirs_2016-11-18_660342e7-11dd-4082-9218-9bc690789057.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2016-11-16
Reporting Person: Chandoha Marie A (President - CSIM)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-16 | Common Stock | M | 35124.0000 | $12.4500 | Acquired | 38142.0000 | Indirect |
| 2016-11-16 | Common Stock | M | 35000.0000 | $13.6400 | Acquired | 73142.0000 | Indirect |
| 2016-11-16 | Common Stock | M | 17279.0000 | $11.7500 | Acquired | 90421.0000 | Indirect |
| 2016-11-16 | Common Stock | M | 14463.0000 | $13.9100 | Acquired | 104884.0000 | Indirect |
| 2016-11-16 | Common Stock | S | 14463.0000 | $36.6509 | Disposed | 90421.0000 | Indirect |
| 2016-11-16 | Common Stock | S | 17279.0000 | $36.6509 | Disposed | 73142.0000 | Indirect |
| 2016-11-16 | Common Stock | S | 35000.0000 | $36.6509 | Disposed | 38142.0000 | Indirect |
| 2016-11-16 | Common Stock | S | 35124.0000 | $36.6509 | Disposed | 3018.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-16 | Nonqualified Stock Option (right to buy) | $13.9100 | M | 14463.0000 | Disposed | 2022-03-01 | Common Stock (14463.0000) | Direct |
| 2016-11-16 | Nonqualified Stock Option (right to buy) | $12.4500 | M | 35124.0000 | Disposed | 2022-08-01 | Common Stock (35124.0000) | Direct |
| 2016-11-16 | Nonqualified Stock Option (right to buy) | $13.6400 | M | 35000.0000 | Disposed | 2022-11-01 | Common Stock (35000.0000) | Direct |
| 2016-11-16 | Nonqualified Stock Option (right to buy) | $11.7500 | M | 17279.0000 | Disposed | 2021-11-01 | Common Stock (17279.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $36.6 to $36.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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