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SCHWAB CHARLES CORP — Director's Dealing 2011
Feb 1, 2011
10451_dirs_2011-02-01_9b8c5127-6ebd-4a5c-b978-7957fbc3e1c6.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2011-01-27
Reporting Person: Clendening John S (EVP-Shared Strategic Services)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8212.0000 | Direct |
| Common Stock | 25295.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $13.1185 | 2014-01-20 | Common Stock (26222.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $13.1185 | 2014-01-20 | Common Stock (26222.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $14.5859 | 2012-09-07 | Common Stock (131112.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $15.0000 | 2020-08-02 | Common Stock (47708.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $15.4300 | 2020-11-01 | Common Stock (48612.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $16.2790 | 2012-09-07 | Common Stock (131112.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $17.3800 | 2019-11-02 | Common Stock (115964.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $18.2500 | 2020-03-01 | Common Stock (41199.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $18.2915 | 2013-10-30 | Common Stock (47247.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $19.3600 | 2018-11-03 | Common Stock (112677.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $23.3295 | 2014-11-01 | Common Stock (83566.0000) | Direct |
Footnotes
F1: The option was granted under the company's 2001 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.
F2: The option was granted under the company's 2004 Stock Incentive Plan and vested immediately.
F3: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.
F4: The option was granted under the company's 2004 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.