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SCHWAB CHARLES CORP — Director's Dealing 2011
Apr 19, 2011
10451_dirs_2011-04-19_2bdef1c7-38bc-4240-be8d-ec8abe57205c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2011-04-18
Reporting Person: Brigeman Benjamin L (EVP - Investor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-18 | Common Stock | M | 66423.0000 | $14.3198 | Acquired | 119079.8700 | Indirect |
| 2011-04-18 | Common Stock | M | 22968.0000 | $8.7616 | Acquired | 142047.8700 | Indirect |
| 2011-04-18 | Common Stock | M | 13950.0000 | $9.7245 | Acquired | 155997.8700 | Indirect |
| 2011-04-18 | Common Stock | S | 43403.0000 | $18.0000 | Disposed | 112594.8700 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-18 | Nonqualified Stock Option (right to buy) | $14.3198 | M | 66423.0000 | Disposed | 2011-07-18 | Common Stock (66423.0000) | Direct |
| 2011-04-18 | Nonqualified Stock Option (right to buy) | $9.7245 | M | 13950.0000 | Disposed | 2011-09-24 | Common Stock (13950.0000) | Direct |
| 2011-04-18 | Nonqualified Stock Option (right to buy) | $8.7616 | M | 22968.0000 | Disposed | 2011-09-30 | Common Stock (22968.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20799.3870 | Direct |
| Common Stock | 1693.5150 | Indirect |
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