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SCHWAB CHARLES CORP — Director's Dealing 2011
Sep 9, 2011
10451_dirs_2011-09-09_66e423f1-1d85-42a0-a85e-11f75711b0d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2011-09-08
Reporting Person: BUTCHER C PRESTON (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-08 | Common Stock | M | 13111.0000 | $9.7245 | Acquired | 912443.1930 | Indirect |
| 2011-09-08 | Common Stock | M | 2112.0000 | $10.3632 | Acquired | 914555.1930 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-08 | Nonqualified Stock Option (right to buy) | $9.7245 | M | 13111.0000 | Disposed | 2011-09-24 | Common Stock (13111.0000) | Direct |
| 2011-09-08 | Nonqualified Stock Option (right to buy) | $10.3632 | M | 2112.0000 | Disposed | 2011-10-01 | Common Stock (2112.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5323.0000 | Direct |
| Common Stock | 299889.2080 | Indirect |
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