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SCHWAB CHARLES CORP — Director's Dealing 2011
Apr 19, 2011
10451_dirs_2011-04-19_027955a8-2e6d-4057-bdd8-be89047f91d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2011-04-18
Reporting Person: Bettinger Walter W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-18 | Common Stock | M | 239257.0000 | $8.7617 | Acquired | 648484.8859 | Direct |
| 2011-04-18 | Common Stock | M | 140551.0000 | $14.3198 | Acquired | 789035.8859 | Direct |
| 2011-04-18 | Common Stock | M | 28110.0000 | $9.7245 | Acquired | 817145.8859 | Direct |
| 2011-04-18 | Common Stock | S | 407918.0000 | $18.0190 | Disposed | 409227.8859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-18 | Nonqualified Stock Option (right to buy) | $14.3198 | M | 140551.0000 | Disposed | 2011-07-18 | Common Stock (140551.0000) | Direct |
| 2011-04-18 | Nonqualified Stock Option (right to buy) | $9.7245 | M | 28110.0000 | Disposed | 2011-09-24 | Common Stock (28110.0000) | Direct |
| 2011-04-18 | Nonqualified Stock Option (right to buy) | $8.7616 | M | 239257.0000 | Disposed | 2011-09-30 | Common Stock (239257.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5598.6110 | Indirect |
| Common Stock | 1277.0000 | Indirect |
| Common Stock | 2134.7503 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $18.00 to $18.075. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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