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SCHWAB CHARLES CORP — Director's Dealing 2011
Aug 23, 2011
10451_dirs_2011-08-23_237f002e-fbdc-4b7e-b27a-e023a360a8eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2011-08-19
Reporting Person: WALTHER ROGER O (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-19 | Common Stock | M | 5244.0000 | $9.3145 | Acquired | 205177.0784 | Indirect |
| 2011-08-19 | Common Stock | M | 5244.0000 | $9.0571 | Acquired | 210421.0784 | Indirect |
| 2011-08-19 | Common Stock | M | 3604.0000 | $8.5614 | Acquired | 214025.0784 | Indirect |
| 2011-08-19 | Common Stock | M | 2942.0000 | $10.4872 | Acquired | 216967.0784 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-19 | Nonqualified Stock Option (right to buy) | $9.3145 | M | 5244.0000 | Disposed | 2013-05-15 | Common Stock (5244.0000) | Direct |
| 2011-08-19 | Nonqualified Stock Option (right to buy) | $9.0571 | M | 5244.0000 | Disposed | 2014-05-17 | Common Stock (5244.0000) | Direct |
| 2011-08-19 | Nonqualified Stock Option (right to buy) | $10.4872 | M | 2942.0000 | Disposed | 2012-07-01 | Common Stock (2942.0000) | Direct |
| 2011-08-19 | Nonqualified Stock Option (right to buy) | $8.5614 | M | 3604.0000 | Disposed | 2012-10-02 | Common Stock (3604.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15323.0000 | Direct |
| Common Stock | 29054.2472 | Indirect |
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