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SCHWAB CHARLES CORP — Director's Dealing 2011
Sep 1, 2011
10451_dirs_2011-09-01_765a7956-0dfd-4f18-9bd7-1c63c3ca77a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2011-08-30
Reporting Person: MARTINETTO JOSEPH R (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-30 | Common Stock | M | 13216.0000 | $9.7245 | Acquired | 67272.0000 | Direct |
| 2011-08-30 | Common Stock | S | 13216.0000 | $12.3602 | Disposed | 54056.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-30 | Nonqualified Stock Option (right to buy) | $9.7245 | M | 13216.0000 | Disposed | 2011-09-24 | Common Stock (13216.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 576.0040 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $12.35 to $12.375. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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