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CHARGER METALS NL Major Shareholding Notification 2021

Aug 3, 2021

64650_rns_2021-08-03_3b119eae-e007-4bfb-b9ea-67ba4203224e.pdf

Major Shareholding Notification

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Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme Charger Metals NL ACN/ARSN 646 203 465

1. Details of substantial holder (1) Name Lind Global Macro Fund LP (“LGMF”) and The Lind Partners LLC (together “Lind”) ACN / ARSN (if applicable)

The holder became a substantial 09/07/2021 holder on

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class ofsecurities (4) Numberofsecurities Numberofsecurities Persons’ votes (5) Persons’ votes (5) Voting power(6)
Ordinary 3,700,000 3,700,000 7.34%
s of relevant interests
e of the relevant interest the substantial holder or an associate had in the following voting securities on the date the
substantial holder are as follows:
Holderof relevantinterest Nature of relevantinterest (7) Class andnumberofsecurities
Lind Global Macro Fund LP Power to dispose of or vote the shares
held by Lind Global Macro Fund LP
pursuant to S608(1) of the
CorporationsAct
3,700,000 ordinary shares
TheLindPartnersLLC Managerof LGMF 3,700,000 ordinary shares
s of present registered holders
ns registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant
interest
Registered holder of
securities
Person entitled to be registered
asholder(8)
Class and number of
securities
Lind Global Macro
FundLP
Lind Global Macro
FundLP
The Lind Partners LLC 3,700,000 ordinary shares

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration(9) Consideration(9) Class and number of
securities
Cash Non-cash
Lind Global Macro
FundLP
7 January 2021 $0.05 per share N/A 1,200,000 ordinary
shares
Lind Global Macro
FundLP
5 July 2021 $0.20 per share N/A 2,500,000 ordinary
shares

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association Lind Global Macro Fund LP The Lind Partners LLC is the manager of Lind Global Macro Fund LP and has the power to dispose of or vote the shares held by Lind Global Macro Fund LP pursuant to S608(1) of the Corporations Act

7. Addresses

The addresses of persons named in this form are as follows:

Name Address Lind Global Macro Fund LP 444 Madison Avenue (Floor 41) The Lind Partners LLC New York NY 10022 USA

Signature

CFO print name Hyelin Kim Capacity sign here date 09 / 07 /2021

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of “associate” in section 9 of the Corporations Act 2001.

  • (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations A.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.

  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.