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ChargePoint Holdings, Inc. — Director's Dealing 2023
Jun 23, 2023
33472_dirs_2023-06-22_536aae97-85ee-4832-a33b-7ba3ac05b682.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ChargePoint Holdings, Inc. (CHPT)
CIK: 0001777393
Period of Report: 2023-06-20
Reporting Person: Romano Pasquale (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-20 | Common Stock | M | 10000 | $0.27 | Acquired | 4158054 | Direct |
| 2023-06-20 | Common Stock | S | 10000 | $8.2964 | Disposed | 4148054 | Direct |
| 2023-06-21 | Common Stock | M | 10000 | $0.27 | Acquired | 4158054 | Direct |
| 2023-06-21 | Common Stock | S | 10000 | $7.9689 | Disposed | 4148054 | Direct |
| 2023-06-22 | Common Stock | M | 10000 | $0.27 | Acquired | 4158054 | Direct |
| 2023-06-22 | Common Stock | S | 10000 | $7.7309 | Disposed | 4148054 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-20 | Stock Option (right to buy) | $0.27 | M | 10000 | Disposed | 2024-11-05 | Common Stock (10000) | Direct |
| 2023-06-21 | Stock Option (right to buy) | $0.27 | M | 10000 | Disposed | 2024-11-05 | Common Stock (10000) | Direct |
| 2023-06-22 | Stock Option (right to buy) | $0.27 | M | 10000 | Disposed | 2024-11-05 | Common Stock (10000) | Direct |
Footnotes
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.
F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.145 to $8.77. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 4 of this Form 4.
F3: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.85 to $8.13.
F4: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.59 to $7.92.
F5: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.