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ChargePoint Holdings, Inc. — Director's Dealing 2021
Mar 2, 2021
33472_dirs_2021-03-02_56c18a18-b176-4667-b532-a9cf4bf4b19b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ChargePoint Holdings, Inc. (CHPT)
CIK: 0001777393
Period of Report: 2021-02-26
Reporting Person: Romano Pasquale (Director, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-26 | Common Stock | A | 1862577 | — | Acquired | 1862577 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-26 | Stock Option (right to buy) | $60.21 | A | 16622 | Acquired | 2021-02-28 | Common Stock (16622) | Direct |
| 2021-02-26 | Stock Option (right to buy) | $0.27 | A | 815802 | Acquired | 2022-06-10 | Common Stock (815802) | Direct |
| 2021-02-26 | Stock Option (right to buy) | $0.27 | A | 1364712 | Acquired | 2024-11-05 | Common Stock (1364712) | Direct |
| 2021-02-26 | Stock Option (right to buy) | $0.84 | A | 2690819 | Acquired | 2028-01-25 | Common Stock (2690819) | Direct |
| 2021-02-26 | Stock Option (right to buy) | $0.76 | A | 1494900 | Acquired | 2029-10-22 | Common Stock (1494900) | Direct |
| 2021-02-26 | Stock Option (right to buy) | $0.76 | A | 1494900 | Acquired | 2030-06-01 | Common Stock (1494900) | Direct |
Footnotes
F1: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 1,868,931 shares of Common Stock of ChargePoint, Inc. in connection with the Merger.
F2: The Stock Option was received in exchange for an option to purchase 16,680 shares of common stock of ChargePoint, Inc. in connection with the Merger.
F3: The Stock Option was received in exchange for an option to purchase 818,586 shares of common stock of ChargePoint, Inc. in connection with the Merger.
F4: The Stock Option was received in exchange for an option to purchase 1,369,368 shares of common stock of ChargePoint, Inc. in connection with the Merger.
F5: The Stock Option vests in 48 equal monthly installments from November 1, 2017, subject to the Reporting Person's continuous service through each vesting date.
F6: The Stock Option was received in exchange for an option to purchase 2,700,000 shares of common stock of ChargePoint, Inc. in connection with the Merger.
F7: The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting person's continuous service through each vesting date
F8: The Stock Option was received in exchange for an option to purchase 1,500,000 shares of common stock of ChargePoint, Inc. in connection with the Merger.
F9: The Stock Option vests in a single installment on January 31, 2024, subject to the Reporting Person's continuous service through such date.
F10: The Stock Option was received in exchange for an option to purchase 1,500,000 shares of common stock of ChargePoint, Inc. in connection with the Merger.