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ChargePoint Holdings, Inc. Director's Dealing 2021

Mar 2, 2021

33472_dirs_2021-03-02_56c18a18-b176-4667-b532-a9cf4bf4b19b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ChargePoint Holdings, Inc. (CHPT)
CIK: 0001777393
Period of Report: 2021-02-26

Reporting Person: Romano Pasquale (Director, See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-26 Common Stock A 1862577 Acquired 1862577 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-26 Stock Option (right to buy) $60.21 A 16622 Acquired 2021-02-28 Common Stock (16622) Direct
2021-02-26 Stock Option (right to buy) $0.27 A 815802 Acquired 2022-06-10 Common Stock (815802) Direct
2021-02-26 Stock Option (right to buy) $0.27 A 1364712 Acquired 2024-11-05 Common Stock (1364712) Direct
2021-02-26 Stock Option (right to buy) $0.84 A 2690819 Acquired 2028-01-25 Common Stock (2690819) Direct
2021-02-26 Stock Option (right to buy) $0.76 A 1494900 Acquired 2029-10-22 Common Stock (1494900) Direct
2021-02-26 Stock Option (right to buy) $0.76 A 1494900 Acquired 2030-06-01 Common Stock (1494900) Direct

Footnotes

F1: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 1,868,931 shares of Common Stock of ChargePoint, Inc. in connection with the Merger.

F2: The Stock Option was received in exchange for an option to purchase 16,680 shares of common stock of ChargePoint, Inc. in connection with the Merger.

F3: The Stock Option was received in exchange for an option to purchase 818,586 shares of common stock of ChargePoint, Inc. in connection with the Merger.

F4: The Stock Option was received in exchange for an option to purchase 1,369,368 shares of common stock of ChargePoint, Inc. in connection with the Merger.

F5: The Stock Option vests in 48 equal monthly installments from November 1, 2017, subject to the Reporting Person's continuous service through each vesting date.

F6: The Stock Option was received in exchange for an option to purchase 2,700,000 shares of common stock of ChargePoint, Inc. in connection with the Merger.

F7: The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting person's continuous service through each vesting date

F8: The Stock Option was received in exchange for an option to purchase 1,500,000 shares of common stock of ChargePoint, Inc. in connection with the Merger.

F9: The Stock Option vests in a single installment on January 31, 2024, subject to the Reporting Person's continuous service through such date.

F10: The Stock Option was received in exchange for an option to purchase 1,500,000 shares of common stock of ChargePoint, Inc. in connection with the Merger.