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ChargePoint Holdings, Inc. Director's Dealing 2021

Mar 3, 2021

33472_dirs_2021-03-02_3bdf732a-ec0b-4a9f-8ba5-5ddbbfe55ee0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ChargePoint Holdings, Inc. (CHPT)
CIK: 0001777393
Period of Report: 2021-02-26

Reporting Person: Linse Michael (Director, 10% Owner)
Reporting Person: Linse Capital CP VI LLC (10% Owner)
Reporting Person: Linse Capital CP, LLC (10% Owner)
Reporting Person: Linse Capital CP II LLC (10% Owner)
Reporting Person: Linse Capital CP III, LLC (10% Owner)
Reporting Person: Linse Capital CP IV, LLC (10% Owner)
Reporting Person: Linse Capital CP V, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-26 Common Stock A 9130762 Acquired 9130762 Indirect
2021-02-26 Common Stock A 8115159 Acquired 8115159 Indirect
2021-02-26 Common Stock A 6319434 Acquired 6319434 Indirect
2021-02-26 Common Stock A 28026451 Acquired 28026451 Indirect
2021-02-26 Common Stock A 6498802 Acquired 6498802 Indirect
2021-02-26 Common Stock A 9818807 Acquired 9818807 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-26 Warrant (right to buy) $9.03 A 1346598 Acquired 2028-11-16 Common Stock (1346598) Indirect
2021-02-26 Warrant (right to buy) $9.03 A 702573 Acquired 2028-12-21 Common Stock (702573) Indirect
2021-02-26 Warrant (right to buy) $9.03 A 117095 Acquired 2029-02-13 Common Stock (117095) Indirect
2021-02-26 Warrant (right to buy) $6.02 A 8909527 Acquired 2030-07-31 Common Stock (8909527) Indirect
2021-02-26 Warrant (right to buy) $6.02 A 479897 Acquired 2030-08-04 Common Stock (479897) Indirect

Footnotes

F1: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share.

F2: The Shares were received in exchange for 9,161,913 shares of Common Stock of ChargePoint, Inc. The Shares are held directly by Linse Capital CP III, LLC ("Linse III"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has sole voting and investment power over the shares held by Linse III.

F3: The Shares were received in exchange for 8,142,844 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP II, LLC ("Linse II"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has sole voting and investment power over the shares held by Linse II.

F4: The Shares were received in exchange for 6,340,994 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP IV, LLC ("Linse IV"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has sole voting and investment power over the shares held by Linse IV.

F5: The Shares were received in exchange for 28,122,065 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP, LLC ("Linse I"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has sole voting and investment power over the shares held by Linse I.

F6: The Shares were received in exchange for 6,520,973 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP V, LLC ("Linse V"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has sole voting and investment power over the shares held by Linse V.

F7: The Shares were received in exchange for 9,421,458 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP VI, LLC ("Linse VI"). Linse Capital CP VI GP LP ("Linse GP VI") is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has sole voting and investment power over the shares held by Linse VI.

F8: The Warrant was received in exchange for a warrant to purchase 1,351,193 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse V.

F9: The Warrant was received in exchange for a warrant to purchase 704,970 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse V.

F10: The Warrant was received in exchange for a warrant to purchase 117,495 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse V.

F11: The Warrant was received in exchange for a warrant to purchase 8,939,923 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse VI.

F12: The Warrant was received in exchange for a warrant to purchase 481,535 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse VI.

F13: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.