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CHAMPIONS ONCOLOGY, INC. — Director's Dealing 2021
Oct 19, 2021
10828_dirs_2021-10-19_b7be7cf5-2df5-4b79-bf00-5ad45f926867.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHAMPIONS ONCOLOGY, INC. (CSBR)
CIK: 0000771856
Period of Report: 2021-10-15
Reporting Person: SIDRANSKY DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-15 | Common Stock | M | 16667 | $1.59 | Acquired | 764901 | Direct |
| 2021-10-15 | Common Stock | F | 2629 | $10.08 | Acquired | 762272 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-15 | Option to purchase Common Stock | $1.59 | A | 16667 | Acquired | 2021-11-01 | Common Stock (16667.0) | Direct |
Footnotes
F1: Represents a "net exercise" of outstanding stock options. The shares were withheld by Champions Oncology, Inc. for payment of the exercise price based on the market price of Champions Oncology, Inc. common stock on October 15, 2021.
F2: The options vest and are exercisable over a twelve month period, with vesting to occur on November 1, 2016, February 1, 2017, May 1, 2017 and August 1, 2017, respectively.
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