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CHALICE MINING LIMITED — Major Shareholding Notification 2025
May 11, 2025
64649_rns_2025-05-11_615170da-20c9-4605-a243-6b25c9820e33.pdf
Major Shareholding Notification
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605 Page 1 of 3
Form 605
Notice of ceasing to be a substantial holder
Corporations Act 2001
Section 671B
To Company Name/Scheme CHALICE MINING LTD
ACN/ARSN/ ABN 47 116 648 956
1. Details of substantial holder (1)
Name JPMorgan Chase & Co. and its affiliates
ACN/ARSN (if applicable) NA
The holder ceased to be a substantial holder on 07/May/2025 The previous notice was given to the company on 17/April/2025 The previous notice was dated 15/April/2025
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
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Date of Person whose relevant Nature of change (4) Consideration given Class (6) and Person's
change interest changed in relation to change number of votes
(5) securities affected affected
JPMORGAN CHASE 1,447,145
See Securities on Loan as Agent Lender 1,447,145
BANK, N.A. See Appendix (Ordinary)
Appendix (Ordinary)
J.P. MORGAN Holder of securities subject to an 1,895,497 1,895,497
See SECURITIES PLC obligation to return under a securities See Appendix (Ordinary) (Ordinary)
Appendix lending agreement
J.P. MORGAN Holder of securities subject to an 760,253 760,253
See SECURITIES LLC obligation to return under a securities See Appendix (Ordinary) (Ordinary)
Appendix lending agreement
J.P. MORGAN
SECURITIES Holder of securities subject to an 737,730 737,730
See obligation to return under a securities
AUSTRALIA See Appendix (Ordinary) (Ordinary)
Appendix LIMITED lending agreement
J.P. MORGAN
SECURITIES Purchase and sales of securities in its 48,967 48,967
See
AUSTRALIA capacity as Principal/Proprietary See Appendix (Ordinary) (Ordinary)
Appendix LIMITED
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605 Page 2 of 3
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES LLC | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES PLC | Subsidiary of JPMorgan Chase & Co. |
| JPMORGAN CHASE BANK,N.A. | Subsidiary of JPMorgan Chase & Co. |
4. Addresses
The addresses of persons named in this form are as follows:
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Name Address
JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES AUSTRALIA LIMITED LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia
J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England
JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States
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Signature
| Print name Sign here |
Vasim Pathan Capacity Compliance Officer |
|---|---|
| Date 09/May/2025 |
|
605 Page 3 of 3
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
-
(2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(3) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(4) Include details of:
-
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional n the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
-
(6) The voting shares of a company constitute one class unless divided into separate classes.
-
(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period 19,852,449
16-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,792) 1.03 $ 2,877.89
16-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,358 1.04 $ 4,541.27
16-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (828) 1.05 $ 869.40
16-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,663 1.04 $ 1,737.35
16-Apr-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (163,245) - $ -
16-Apr-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (152,638) - $ -
17-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,597 1.08 $ 1,724.76
17-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,275) 1.06 $ 1,351.50
17-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,323) 1.06 $ 5,658.78
17-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,834 1.07 $ 4,089.42
17-Apr-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (10,704) - $ -
22-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,537 1.03 $ 14,905.76
22-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 27,348 1.03 $ 28,242.42
22-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,976) 1.04 $ 2,064.67
22-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,030) 1.01 $ 10,139.96
23-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,243) 1.05 $ 31,609.98
23-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (76,417) 1.06 $ 81,025.02
23-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,895 1.05 $ 3,046.99
23-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,591) 1.05 $ 5,870.55
23-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,070) 1.04 $ 2,162.98
23-Apr-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 19,139 - $ -
23-Apr-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 924,670 - $ -
24-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,073) 1.09 $ 1,169.57
24-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 83,898 1.09 $ 91,411.07
24-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (110,029) 1.09 $ 119,792.09
24-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,378 1.09 $ 3,673.58
28-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,801 1.07 $ 19,130.98
28-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (286) 1.10 $ 314.60
28-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,052) 1.09 $ 2,230.48
28-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50,326) 1.07 $ 53,992.30
28-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,524) 1.07 $ 1,623.06
28-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 49,463 1.07 $ 52,795.42
28-Apr-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 536,362 - $ -
29-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,737) 1.11 $ 19,722.18
29-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 57,156 1.11 $ 63,253.46
29-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,067 1.11 $ 4,514.37
29-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,996) 1.09 $ 14,100.66
29-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15) 1.08 $ 16.20
29-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,421 1.10 $ 5,961.02
30-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,020 1.10 $ 3,306.90
30-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (42,950) 1.11 $ 47,471.05
30-Apr-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,212) 1.14 $ 4,780.62
1-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 55,571 1.08 $ 60,060.14
1-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,377) 1.09 $ 20,032.23
1-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (97) 1.10 $ 106.70
1-May-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 52,000 - $ -
2-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 41,218 1.08 $ 44,403.08
2-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,600) 1.12 $ 29,678.60
2-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (69,491) 1.07 $ 74,630.07
2-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,040 1.12 $ 5,656.93
2-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 906 1.12 $ 1,010.19
2-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (906) 1.09 $ 983.01
2-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,229) 1.09 $ 3,503.47
5-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,408 1.12 $ 12,761.86
5-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,680 1.12 $ 15,255.03
5-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,811) 1.12 $ 2,028.32
5-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,408) 1.12 $ 12,776.96
5-May-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (2,158,680) - $ -
5-May-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (200,000) - $ -
5-May-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (34,556) - $ -
5-May-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (2,229) - $ -
5-May-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (32) - $ -
5-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (9) - $ -
5-May-25 J.P. MORGAN SECURITIES LLC Equity Borrow Return (580,653) - $ -
5-May-25 J.P. MORGAN SECURITIES LLC Equity Borrow Return (179,600) - $ -
5-May-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 50,000 - $ -
5-May-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 158,543 - $ -
6-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,885 1.16 $ 11,492.53
6-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,258) 1.17 $ 24,871.86
6-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,220 1.15 $ 9,411.90
6-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,906 1.16 $ 24,258.30
6-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,885) 1.10 $ 10,824.08
6-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (215) 1.10 $ 235.43
6-May-25 J.P. MORGAN SECURITIES PLC Equity Borrow 500,000 - $ -
6-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (177,461) - $ -
6-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 743,730 - $ -
6-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 171,470 - $ -
6-May-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (126,900) - $ -
6-May-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 25,992 - $ -
6-May-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (227,515) - $ -
7-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,983) 1.19 $ 32,166.27
7-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 49,687 1.20 $ 59,406.42
7-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,233 1.16 $ 7,234.39
7-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (61,754) 1.15 $ 71,035.69
7-May-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 79,602 1.20 $ 95,480.93
7-May-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (31,559) - $ -
7-May-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 393,000 - $ -
Balance at end of relevant period 19,332,607
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1/1
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 09-May-2025 | |
|---|---|---|
| Company’s name: | CHALICE MINING LTD | |
| ISIN: | AU000000CHN7 | |
| Date of change of **relevant interests: ** |
07-May-2025 | |
| Schedule | ||
| Type of agreement | Overseas Securities Lending Agreement (“OSLA”) | |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Barclays Capital Securities Limited (“Borrower”) |
|
| Transfer date | Settlement date 21-Feb-2025 17-Apr-2025 |
|
| Holder of voting rights |
Borrower | |
| Are there any restriction on voting rights |
Yes | |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set outinclause4(B)(vi) ofthe standardformOSLA. |
|
| Scheduled return date (ifany) |
None | |
| Does the borrower have the right to return early? |
Yes | |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
|
| Does the lender have the right to recall early? |
Yes | |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’sinstructions. |
|
| Will the securities be returned on settlement? |
Yes | |
| If yes, detail any exceptions |
No exceptions | |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 09-May-2025 |
| Company’s name: | CHALICE MINING LTD |
| ISIN: | AU000000CHN7 |
| Date of change of relevant interests: |
07-May-2025 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and BNP Paribas Financial Markets (Borrower) |
| Transfer date | Settlement Date 28-Jan-2025 10-Apr-2025 11-Apr-2025 14-Apr-2025 16-Apr-2025 17-Apr-2025 07-May-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 09-May-2025 |
| Company’s name: | CHALICE MINING LTD |
| ISIN: | AU000000CHN7 |
| Date of change of relevant interests: |
07-May-2025 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Goldman Sachs International (Borrower) |
| Transfer date | Settlement Date 12-Mar-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 09-May-2025 |
| Company’s name: | CHALICE MINING LTD |
| ISIN: | AU000000CHN7 |
| Date of change of relevant interests: |
07-May-2025 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Macquarie Bank Limited(Borrower) |
| Transfer date | Settlement Date 14-Mar-2025 24-Apr-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 09-May-2025 |
|---|---|
| Company’s name: | CHALICE MINING LTD |
| ISIN: | AU000000CHN7 |
| Date of change of relevant interests: |
07-May-2025 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International(Borrower) |
| Transfer date | Settlement Date 08-Apr-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 09-May-2025 |
| Company’s name: | CHALICE MINING LTD |
| ISIN: | AU000000CHN7 |
| Date of change of relevant interests: |
07-May-2025 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. International PLC (Borrower) |
| Transfer date | Settlement Date 02-Apr-2025 09-Apr-2025 08-May-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 09-May-2025 |
| Company’s name: | CHALICE MINING LTD |
| ISIN: | AU000000CHN7 |
| Date of change of relevant interests: |
07-May-2025 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley Australia Securities Limited (Borrower) |
| Transfer date | Settlement Date 01-Apr-2025 11-Apr-2025 28-Apr-2025 07-May-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 09-May-2025 |
|---|---|
| Company’s name: | CHALICE MINING LTD |
| ISIN: | AU000000CHN7 |
| Date of change of relevant interests: |
07-May-2025 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS Securities Australia Ltd (Borrower) |
| Transfer date | Settlement Date 04-Apr-2025 15-Apr-2025 24-Apr-2025 02-May-2025 06-May-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
==> picture [509 x 589] intentionally omitted <==
----- Start of picture text -----
Date: 09-May-2025
Company’s name: CHALICE MINING LTD
ISIN: AU000000CHN7
Date of change of
07-May-2025
relevant interests:
Schedule
Institutional Account Agreement
Type of agreement
JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and
STATE STREET BANK AND TRUST CO (AS AGENT), GOLDMAN SACHS BANK USA ( AGENCY
LENDING AS AGENT), VANGUARD GROUP INC (AS AGT) (herein referred to as “JPMS” ).
“ J.P. Morgan Entities” means, as the context may require or permit, any and all of JPMSL, JPMorgan
Parties to agreement
Chase Bank, N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities
Australia Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd
and J.P. Morgan Prime Nominees Limited and any additional entity notified to the Company from time
to time.
Settlement Date
02-Feb-2024
Transfer date
14-Jan-2025
13-Mar-2025
JPMS is the holder of the voting rights from the time at which it exercises its right to borrow.
Holder of voting
Notwithstanding this, please note that the Company has the right to recall equivalent securities if it
rights
wishes to exercise its voting rights in respect of the securities.
Are there any
restriction on voting Yes
rights
JPMS will not be able to exercise voting rights in circumstances where the Company has recalled
If yes, detail equivalent securities from JPMS before the voting rights have been exercised. In these circumstances,
JPMS must return the securities to the Company and the Company holds the voting rights.
Scheduled return
N/A. There is no term to the loan of securities.
date (if any)
Does the borrower
have the right to Yes.
return early?
If yes, detail JPMS has the right to return all and any securities or equivalent securities early at any time.
Does the lender have
the right to recall Yes.
early?
If yes, detail The Company has the right to recall all or any equivalent securities on demand.
Will the securities be
Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There
returned on
is no term to the loan of securities.
settlement?
If yes, detail any
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
Statement
copy of the agreement will be given to that company or ASIC.
----- End of picture text -----
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 09-May-2025 |
|---|---|
| Company’s name: | CHALICE MINING LTD |
| ISIN: | AU000000CHN7 |
| Date of change of relevant interests: |
07-May-2025 |
| Schedule | |
| Type of agreement | Australian Master Securities LendingAgreement("AMSLA") |
| Parties to agreement | Citibank N.A. as agent (“lender”), J.P. Morgan Securities Australia Limited (“borrower”) |
| Transfer date | Settlement Date 18-Oct-2024 15-Jan-2025 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 09-May-2025 |
|---|---|
| Company’s name: | CHALICE MINING LTD |
| ISIN: | AU000000CHN7 |
| Date of change of relevant interests: |
07-May-2025 |
| Schedule | |
| Type of agreement | Australian Master Securities LendingAgreement("AMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower') |
| Transfer date | Settlement Date 25-Mar-2025 08-May-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exception |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 09-May-2025 |
|---|---|
| Company’s name: | CHALICE MINING LTD |
| ISIN: | AU000000CHN7 |
| Date of change of relevant interests: |
07-May-2025 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement | State Street Bank and Trust Company ("lender") and J.P. Morgan Securities Australia Limited ("borrower") |
| Transfer date | Settlement Date 10-Dec-2024 16-Dec-2024 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the otherparty, unless otherwise agreed between theparties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the **right to recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 09-May-2025 |
|---|---|
| Company’s name: | CHALICE MINING LTD |
| ISIN: | AU000000CHN7 |
| Date of change of relevant interests: |
07-May-2025 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc (“borrower”) |
| Transfer date | Settlement Date 01-Mar-2024 26-Apr-2024 10-Jul-2024 04-Oct-2024 24-Oct-2024 04-Feb-2025 25-Feb-2025 10-Mar-2025 07-May-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
|---|---|
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 09-May-2025 |
|---|---|
| Company’s name: | CHALICE MINING LTD |
| ISIN: | AU000000CHN7 |
| Date of change of relevant interests: |
07-May-2025 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
J.P. Morgan Securities plc ("borrower") and State St Bank and Trust Company as agent ("lender") |
| Transfer date | Settlement Date 18-Jul-2024 09-Jan-2025 29-Jan-2025 03-Feb-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
|---|---|
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |