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CHALICE MINING LIMITED — Major Shareholding Notification 2023
Nov 29, 2023
64649_rns_2023-11-29_ec704202-6190-4c2b-97dc-2ade3b867730.pdf
Major Shareholding Notification
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ASX Form 604
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
CHALICE MINING LIMITED
ACN ACN 116 648 956
1. Details of substantial holder
Name The Goldman Sachs Group, Inc. (“GSGI”) on behalf of itself and its subsidiaries (“Goldman Sachs Group”) including its significant subsidiaries listed in Annexure A (“Significant Subsidiaries”) and Goldman Sachs Holdings ANZ Pty Limited and its subsidiaries (“Goldman Sachs Australia Group”)
ACN/ARSN (if applicable) Not applicable
There was a change in the interests of the substantial holder on
The previous notice was given to the company on
The previous notice was dated
27[th] November 2023
15[th] November 2023
15[th] November 2023
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | Voting Power | Person’s votes | Voting Power | |
| Fully Paid Ordinary Shares | 9.62% | 37,428,380 | 8.61% | 33,494,354 |
3. Change in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of Change |
Person whose relevant interest changed |
Nature of Change |
Consideration given in relation to change |
Class and Number of Securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| Please refer to Annexure B. |
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ASX Form 604
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of rlvnt |
Registered hldr f |
Person entitled t b ritrd |
Ntr f rlvnt intrt | Class and number of | Class and number of | Person's |
|---|---|---|---|---|---|---|
| eea interest |
oe o securities |
o e egsee as holder |
aue o eea ees | securities | votes | |
| GSGI | See below | N/A | GSGI has a relevant interest in these Fully Paid Ordinary Shares by virtue of section 608(3) of the Corporations Act 2001 |
33,494,354 | Fully Paid Ordinary Shares |
33,494,354 |
| Goldman Sachs Asset Management, L.P. (“GSAMLP”) |
Bank of New York Mellon |
Various clients | GSAMLP has a relevant interest in fully paid ordinary shares in its capacity as investment manager for a range of client portfolios. |
51,001 | Fully Paid Ordinary Shares |
51,001 |
| Goldman Sachs Financial Markets Pty Ltd (“GAUS”) |
HSBC Custody Nominees Australia Limited |
GAUS | GAUS beneficially owns fully paid ordinary shares. |
33,443,330 | Fully Paid Ordinary Shares |
33,443,330 |
| Goldman Sachs International (“GSI”) |
HSBC Custody Nominees Australia Limited |
GSI | GSI beneficially owns fully paid ordinary shares. |
23 | Fully Paid Ordinary Shares |
23 |
5. Change in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN(if applicable) | Nature of association |
|---|---|
| N/A | N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| GSGI | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA |
| Goldman Sachs Australia Group | All care of Level 22, 101 Collins Street, Melbourne Victoria 3000, Australia |
| GSAMLP | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA |
| GAUS | Level 22, 101 Collins Street, Melbourne, Victoria 3000, Australia |
| GSI | Plumtree Court, 25 Shoe Lane, London EC4A 4AU, United Kingdom |
| HSBC Custody Nominees Australia Limited | GPO Box 5302, Sydney NSW 2001, Australia |
| Bank of New York Mellon | One Wall Street, 15thFloor, New York, NY 10286 |
2
ASX Form 604
Signature
Print name Regina Chan Capacity Authorised Person (signing under power of attorney in accordance with section 52A of the Corporations Act) Sign here Date 29[th] November 2023
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ASX Form 604
Annexure A
(This is Annexure A of two (2) pages referred to in Form 604, Notice of Change of Interests of substantial shareholder)
Significant Subsidiaries of The Goldman Sachs Group, Inc.
The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2022 and the states or jurisdictions in which they are organized. Each subsidiary is indented beneath its principal parent. The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the subsidiaries included below. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of the end of the year covered by this report, a “significant subsidiary” as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934.
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ASX Form 604
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THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES
Signature
Print name Regina Chan Capacity Authorised Person (signing under power of attorney in accordance with section 52A of the Corporations Act) Sign here Date 29[th] November 2023
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ASX Form 604
Annexure B
(This is Annexure B of seven (5) page referred to in Form 604, Notice of Change of Interests of substantial shareholder)
| Date of Change |
Person whose relevant interest changed |
Nature of Change |
Consideration given in relation **to change ** |
Class and number of securities affected |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 11/14/2023 | GAUS | SELL | 1,148,520 | Fully Paid OrdinaryShares |
702,459 | 702,459 |
| 11/14/2023 | GAUS | BUY | 1,148,520 | Fully Paid OrdinaryShares |
702,459 | 702,459 |
| 11/14/2023 | GAUS | SELL | 712,726 | Fully Paid OrdinaryShares |
441,084 | 441,084 |
| 11/14/2023 | GAUS | SELL | 98,473 | Fully Paid OrdinaryShares |
59,958 | 59,958 |
| 11/14/2023 | GAUS | SELL | 2 | Fully Paid OrdinaryShares |
1 | 1 |
| 11/14/2023 | GAUS | SELL | 769,714 | Fully Paid OrdinaryShares |
472,217 | 472,217 |
| 11/14/2023 | GAUS | BUY | 769,714 | Fully Paid OrdinaryShares |
472,217 | 472,217 |
| 11/14/2023 | GAUS | SELL | 207,697 | Fully Paid OrdinaryShares |
132,291 | 132,291 |
| 11/14/2023 | GAUS | BUY | 207,697 | Fully Paid OrdinaryShares |
132,291 | 132,291 |
| 11/14/2023 | GAUS | BUY | 741,381 | Fully Paid OrdinaryShares |
472,217 | 472,217 |
| 11/14/2023 | GAUS | SELL | 741,381 | Fully Paid OrdinaryShares |
472,217 | 472,217 |
| 11/14/2023 | GAUS | SELL | 484,805 | Fully Paid OrdinaryShares |
308,793 | 308,793 |
| 11/14/2023 | GAUS | BUY | 484,805 | Fully Paid OrdinaryShares |
308,793 | 308,793 |
| 11/14/2023 | GAUS | BUY | 769,714 | Fully Paid OrdinaryShares |
472,217 | 472,217 |
| 11/14/2023 | GAUS | SELL | 769,714 | Fully Paid OrdinaryShares |
472,217 | 472,217 |
| 11/15/2023 | GAUS | SELL | 461,184 | Fully Paid OrdinaryShares |
272,890 | 272,890 |
| 11/15/2023 | GAUS | BUY | 461,184 | Fully Paid OrdinaryShares |
272,890 | 272,890 |
| 11/15/2023 | GAUS | SELL | 94,893 | Fully Paid OrdinaryShares |
55,533 | 55,533 |
| 11/15/2023 | GAUS | SELL | 453,579 | Fully Paid OrdinaryShares |
265,778 | 265,778 |
| 11/15/2023 | GAUS | SELL | 5 | Fully Paid OrdinaryShares |
3 | 3 |
| 11/15/2023 | GAUS | SELL | 5 | Fully Paid OrdinaryShares |
3 | 3 |
| 11/15/2023 | GAUS | BUY | 791,400 | Fully Paid OrdinaryShares |
461,458 | 461,458 |
| 11/15/2023 | GAUS | SELL | 791,400 | Fully Paid OrdinaryShares |
461,458 | 461,458 |
| 11/15/2023 | GAUS | BUY | 5 | Fully Paid OrdinaryShares |
3 | 3 |
| 11/15/2023 | GAUS | BUY | 5 | Fully Paid OrdinaryShares |
3 | 3 |
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ASX Form 604
| Date of Change |
Person whose relevant interest changed |
Nature of Change |
Consideration given in relation **to change ** |
Class and number of securities affected |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 11/15/2023 | GAUS | BUY | 444,811 | Fully Paid OrdinaryShares |
272,890 | 272,890 |
| 11/15/2023 | GAUS | SELL | 444,811 | Fully Paid OrdinaryShares |
272,890 | 272,890 |
| 11/15/2023 | GAUS | SELL | 433,218 | Fully Paid OrdinaryShares |
265,778 | 265,778 |
| 11/15/2023 | GAUS | BUY | 433,218 | Fully Paid OrdinaryShares |
265,778 | 265,778 |
| 11/15/2023 | GAUS | BUY | 5 | Fully Paid OrdinaryShares |
3 | 3 |
| 11/15/2023 | GAUS | SELL | 5 | Fully Paid OrdinaryShares |
3 | 3 |
| 11/15/2023 | GAUS | SELL | 1,148,520 | Fully Paid OrdinaryShares |
702,459 | 702,459 |
| 11/15/2023 | GAUS | BUY | 461,184 | Fully Paid OrdinaryShares |
272,890 | 272,890 |
| 11/15/2023 | GAUS | SELL | 461,184 | Fully Paid OrdinaryShares |
272,890 | 272,890 |
| 11/16/2023 | GAUS | SELL | 14,819 | Fully Paid OrdinaryShares |
8,762 | 8,762 |
| 11/16/2023 | GAUS | SELL | 439,763 | Fully Paid OrdinaryShares |
272,271 | 272,271 |
| 11/16/2023 | GAUS | BUY | 812 | Fully Paid OrdinaryShares |
511 | 511 |
| 11/16/2023 | GAUS | SELL | 386,279 | Fully Paid OrdinaryShares |
242,943 | 242,943 |
| 11/16/2023 | GAUS | BUY | 386,279 | Fully Paid OrdinaryShares |
242,943 | 242,943 |
| 11/16/2023 | GAUS | SELL | 5 | Fully Paid OrdinaryShares |
3 | 3 |
| 11/16/2023 | GAUS | BUY | 5 | Fully Paid OrdinaryShares |
3 | 3 |
| 11/16/2023 | GAUS | SELL | 410,574 | Fully Paid OrdinaryShares |
242,943 | 242,943 |
| 11/16/2023 | GAUS | BUY | 410,574 | Fully Paid OrdinaryShares |
242,943 | 242,943 |
| 11/16/2023 | GAUS | BUY | 460,138 | Fully Paid OrdinaryShares |
272,271 | 272,271 |
| 11/16/2023 | GAUS | SELL | 460,138 | Fully Paid OrdinaryShares |
272,271 | 272,271 |
| 11/16/2023 | GAUS | SELL | 386,279 | Fully Paid OrdinaryShares |
242,943 | 242,943 |
| 11/16/2023 | GAUS | BUY | 386,279 | Fully Paid OrdinaryShares |
242,943 | 242,943 |
| 11/17/2023 | GAUS | SELL | 409,383 | Fully Paid OrdinaryShares |
261,003 | 261,003 |
| 11/17/2023 | GAUS | SELL | 3,162 | Fully Paid OrdinaryShares |
1,991 | 1,991 |
| 11/17/2023 | GAUS | BUY | 765 | Fully Paid OrdinaryShares |
489 | 489 |
| 11/17/2023 | GAUS | BUY | 392,935 | Fully Paid OrdinaryShares |
247,129 | 247,129 |
| 11/17/2023 | GAUS | SELL | 392,935 | Fully Paid OrdinaryShares |
247,129 | 247,129 |
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ASX Form 604
| Date of Change |
Person whose relevant interest changed |
Nature of Change |
Consideration given in relation **to change ** |
Class and number of securities affected |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 11/17/2023 | GAUS | SELL | 414,995 | Fully Paid OrdinaryShares |
261,003 | 261,003 |
| 11/17/2023 | GAUS | BUY | 414,995 | Fully Paid OrdinaryShares |
261,003 | 261,003 |
| 11/17/2023 | GAUS | BUY | 386,757 | Fully Paid OrdinaryShares |
247,129 | 247,129 |
| 11/17/2023 | GAUS | SELL | 386,757 | Fully Paid OrdinaryShares |
247,129 | 247,129 |
| 11/17/2023 | GAUS | SELL | 386,757 | Fully Paid OrdinaryShares |
247,129 | 247,129 |
| 11/17/2023 | GAUS | BUY | 386,757 | Fully Paid OrdinaryShares |
247,129 | 247,129 |
| 11/20/2023 | GAUS | BUY | 412,276 | Fully Paid OrdinaryShares |
270,345 | 270,345 |
| 11/20/2023 | GAUS | SELL | 1,458 | Fully Paid OrdinaryShares |
911 | 911 |
| 11/20/2023 | GAUS | SELL | 449,825 | Fully Paid OrdinaryShares |
295,459 | 295,459 |
| 11/20/2023 | GAUS | SELL | 412,276 | Fully Paid OrdinaryShares |
270,345 | 270,345 |
| 11/20/2023 | GAUS | BUY | 199,278 | Fully Paid OrdinaryShares |
127,334 | 127,334 |
| 11/20/2023 | GAUS | SELL | 199,278 | Fully Paid OrdinaryShares |
127,334 | 127,334 |
| 11/20/2023 | GAUS | SELL | 263,116 | Fully Paid OrdinaryShares |
168,125 | 168,125 |
| 11/20/2023 | GAUS | BUY | 263,116 | Fully Paid OrdinaryShares |
168,125 | 168,125 |
| 11/20/2023 | GAUS | BUY | 423,090 | Fully Paid OrdinaryShares |
270,345 | 270,345 |
| 11/20/2023 | GAUS | SELL | 423,090 | Fully Paid OrdinaryShares |
270,345 | 270,345 |
| 11/20/2023 | GAUS | BUY | 412,276 | Fully Paid OrdinaryShares |
270,345 | 270,345 |
| 11/20/2023 | GAUS | SELL | 412,276 | Fully Paid OrdinaryShares |
270,345 | 270,345 |
| 11/21/2023 | GAUS | SELL | 97,108 | Fully Paid OrdinaryShares |
60,736 | 60,736 |
| 11/21/2023 | GAUS | SELL | 475,059 | Fully Paid OrdinaryShares |
297,812 | 297,812 |
| 11/21/2023 | GAUS | SELL | 501,519 | Fully Paid OrdinaryShares |
315,421 | 315,421 |
| 11/21/2023 | GAUS | BUY | 501,519 | Fully Paid OrdinaryShares |
315,421 | 315,421 |
| 11/21/2023 | GAUS | SELL | 155,886 | Fully Paid OrdinaryShares |
102,220 | 102,220 |
| 11/21/2023 | GAUS | BUY | 155,886 | Fully Paid OrdinaryShares |
102,220 | 102,220 |
| 11/21/2023 | GAUS | BUY | 298,278 | Fully Paid OrdinaryShares |
195,592 | 195,592 |
| 11/21/2023 | GAUS | SELL | 298,278 | Fully Paid OrdinaryShares |
195,592 | 195,592 |
| 11/21/2023 | GAUS | BUY | 481,017 | Fully Paid OrdinaryShares |
315,421 | 315,421 |
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ASX Form 604
| Date of Change |
Person whose relevant interest changed |
Nature of Change |
Consideration given in relation **to change ** |
Class and number of securities affected |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 11/21/2023 | GAUS | SELL | 481,017 | Fully Paid OrdinaryShares |
315,421 | 315,421 |
| 11/21/2023 | GSI | BUY | 3 | Fully Paid OrdinaryShares |
2 | 2 |
| 11/21/2023 | GAUS | BUY | 501,519 | Fully Paid OrdinaryShares |
315,421 | 315,421 |
| 11/21/2023 | GAUS | SELL | 501,519 | Fully Paid OrdinaryShares |
315,421 | 315,421 |
| 11/22/2023 | GAUS | SELL | 453,008 | Fully Paid OrdinaryShares |
299,613 | 299,613 |
| 11/22/2023 | GAUS | BUY | 742 | Fully Paid OrdinaryShares |
485 | 485 |
| 11/22/2023 | GAUS | BUY | 427,873 | Fully Paid OrdinaryShares |
276,047 | 276,047 |
| 11/22/2023 | GAUS | SELL | 427,873 | Fully Paid OrdinaryShares |
276,047 | 276,047 |
| 11/22/2023 | GAUS | BUY | 12,081 | Fully Paid OrdinaryShares |
7,598 | 7,598 |
| 11/22/2023 | GAUS | SELL | 476,385 | Fully Paid OrdinaryShares |
299,613 | 299,613 |
| 11/22/2023 | GAUS | BUY | 476,385 | Fully Paid OrdinaryShares |
299,613 | 299,613 |
| 11/22/2023 | GAUS | BUY | 438,915 | Fully Paid OrdinaryShares |
276,047 | 276,047 |
| 11/22/2023 | GAUS | SELL | 438,915 | Fully Paid OrdinaryShares |
276,047 | 276,047 |
| 11/22/2023 | GAUS | BUY | 427,873 | Fully Paid OrdinaryShares |
276,047 | 276,047 |
| 11/22/2023 | GAUS | SELL | 427,873 | Fully Paid OrdinaryShares |
276,047 | 276,047 |
| 11/23/2023 | GAUS | BUY | 149,208 | Fully Paid OrdinaryShares |
96,263 | 96,263 |
| 11/23/2023 | GAUS | SELL | 149,208 | Fully Paid OrdinaryShares |
96,263 | 96,263 |
| 11/23/2023 | GAUS | SELL | 45,778 | Fully Paid OrdinaryShares |
30,974 | 30,974 |
| 11/23/2023 | GAUS | SELL | 404,844 | Fully Paid OrdinaryShares |
274,337 | 274,337 |
| 11/24/2023 | GAUS | SELL | 279,329 | Fully Paid OrdinaryShares |
188,324 | 188,324 |
| 11/24/2023 | GAUS | BUY | 655,288 | Fully Paid OrdinaryShares |
445,774 | 445,774 |
| 11/27/2023 | GAUS | SELL | 25,652 | Fully Paid OrdinaryShares |
17,490 | 17,490 |
| 11/27/2023 | GAUS | SELL | 613,736 | Fully Paid OrdinaryShares |
416,689 | 416,689 |
| 11/27/2023 | GAUS | BUY | 11,880 | Fully Paid OrdinaryShares |
8,054 | 8,054 |
| 11/27/2023 | GAUS | SELL | 657,517 | Fully Paid OrdinaryShares |
445,774 | 445,774 |
| 11/27/2023 | GAUS | BUY | 608,458 | Fully Paid OrdinaryShares |
412,514 | 412,514 |
| 11/27/2023 | GAUS | BUY | 657,517 | Fully Paid OrdinaryShares |
445,774 | 445,774 |
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ASX Form 604
| Date of Change |
Person whose relevant interest changed |
Nature of Change |
Consideration given in relation **to change ** |
Class and number of securities affected |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 11/27/2023 | GAUS | SELL | 608,458 | Fully Paid OrdinaryShares |
412,514 | 412,514 |
| 11/27/2023 | GAUS | BUY | 1,151,138 | Fully Paid OrdinaryShares |
783,087 | 783,087 |
| 11/27/2023 | GAUS | SELL | 1,151,138 | Fully Paid OrdinaryShares |
783,087 | 783,087 |
| 11/27/2023 | GAUS | SELL | 1,261,683 | Fully Paid OrdinaryShares |
858,288 | 858,288 |
| 11/27/2023 | GAUS | BUY | 1,261,683 | Fully Paid OrdinaryShares |
858,288 | 858,288 |
| 11/27/2023 | GSI | BUY | NA | Fully Paid OrdinaryShares |
20 | 20 |
| 11/27/2023 | GAUS | BUY | 608,458 | Fully Paid OrdinaryShares |
412,514 | 412,514 |
| 11/27/2023 | GAUS | SELL | 657,517 | Fully Paid OrdinaryShares |
445,774 | 445,774 |
| 11/27/2023 | GAUS | SELL | 608,458 | Fully Paid OrdinaryShares |
412,514 | 412,514 |
THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES
Signature
Print name Regina Chan Capacity Authorised Person (signing under power of attorney in accordance with section 52A of the Corporations Act) Sign here Date 29[th] November 2023
10