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CHALICE MINING LIMITED — Major Shareholding Notification 2022
Jun 29, 2022
64649_rns_2022-06-29_06fe1f65-b92d-4273-a2b1-91576d20d40f.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To CompanyName/Scheme ACN/ARSN
CHALICE MINING LTD ACN 116 648 956
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder ceased to be a substantial holder on 27-Jun-2022 The previous notice was given to the company on 28-Jun-2022 The previous notice was dated 28-Jun-2022
2. Changes in relevant interests
Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 379,788.04 AUD |
-101,300 Common Stock |
-101,300 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 175,170.25 AUD |
-45,728 Common Stock | -45,728 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 132,252.29 AUD |
-35,446 Common Stock | -35,446 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 291,826.21 AUD |
-76,139 Common Stock | -76,139 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 241,566.66 AUD |
-62,890 Common Stock | -62,890 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 8,698.06 AUD | -2,279 Common Stock | -2,279 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 23,604.35 AUD |
-6,131 Common Stock | -6,131 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 4,141.48 AUD | -1,092 Common Stock | -1,092 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 32,936.63 AUD |
-8,467 Common Stock | -8,467 |
1
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 51,057.81 AUD |
-13,401 Common Stock | -13,401 |
|---|---|---|---|---|---|
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 13,251.93 AUD |
3,599 Common Stock | 3,599 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 35,616.07 AUD |
9,544 Common Stock | 9,544 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 415,945.75 AUD |
113,448 Common Stock | 113,448 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 662,070.75 AUD |
177,810 Common Stock | 177,810 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 170,314.62 AUD |
47,500 Common Stock | 47,500 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 38,935.14 AUD |
10,881 Common Stock | 10,881 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 484,043.54 AUD |
132,329 Common Stock | 132,329 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 268,245.26 AUD |
72,878 Common Stock | 72,878 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 238,722.10 AUD |
65,000 Common Stock | 65,000 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 29,912.52 AUD |
-8,041 Common Stock | -8,041 |
| 24-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 56,126.18 AUD |
16,082 Common Stock | 16,082 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 513,880.78 AUD |
-145,249 Common Stock |
-145,249 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 453,961.69 AUD |
-130,197 Common Stock |
-130,197 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 744,000.00 AUD |
-200,000 Common Stock |
-200,000 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 470,833.95 AUD |
-135,343 Common Stock |
-135,343 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 2,972.28 AUD | -799 Common Stock | -799 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 880,402.73 AUD |
-252,315 Common Stock |
-252,315 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 69,607.08 AUD |
-20,164 Common Stock | -20,164 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Disposed on market | 80,455.00 AUD |
-23,150 Common Stock | -23,150 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 41,724.86 AUD |
10,800 Common Stock | 10,800 |
|---|---|---|---|---|---|
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 3,142.61 AUD | 812 Common Stock | 812 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 336,766.44 AUD |
87,050 Common Stock | 87,050 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 22,102.33 AUD |
5,679 Common Stock | 5,679 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 464,107.82 AUD |
119,483 Common Stock | 119,483 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 20,070.64 AUD |
5,099 Common Stock | 5,099 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 285,780.18 AUD |
74,169 Common Stock | 74,169 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 8,123.25 AUD | 2,111 Common Stock | 2,111 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Acquired on market | 10,505.60 AUD |
2,680 Common Stock | 2,680 |
| 27-Jun-2022 | Credit Suisse Equities (Australia) Limited Total |
Stock returned under ASLA |
Refer to Annexure A of Notice |
-100,000 Common Stock |
-100,000 |
| 24-Jun-2022 | Credit Suisse AG, Dublin Branch |
Stock returned under Master prime brokerage agreement |
Refer to Annexure A of Notice |
-65 Common Stock | -65 |
| 27-Jun-2022 | Credit Suisse AG, Dublin Branch |
Stock returned under Master prime brokerage agreement |
Refer to Annexure A of Notice |
-557,000 Common Stock |
-557,000 |
| 27-Jun-2022 | Credit Suisse AG, Dublin Branch |
Stock returned under Master prime brokerage agreement |
Refer to Annexure A of Notice |
-33,000 Common Stock | -33,000 |
| 27-Jun-2022 | Credit Suisse AG, Dublin Branch |
Stock returned under Master prime brokerage agreement |
Refer to Annexure A of Notice |
-26,553 Common Stock | -26,553 |
| 27-Jun-2022 | Credit Suisse AG, Dublin Branch |
Stock returned under Master prime brokerage agreement |
Refer to Annexure A of Notice |
-4,016,313 Common Stock |
-4,016,313 |
| 27-Jun-2022 | Credit Suisse AG, Dublin Branch |
Stock returned under Master prime brokerage agreement |
Refer to Annexure A of Notice |
-509,669 Common Stock |
-509,669 |
| 27-Jun-2022 | Credit Suisse AG, Dublin Branch |
Stock returned under Master prime brokerage agreement |
Refer to Annexure A of Notice |
-701,000 Common Stock |
-701,000 |
| 27-Jun-2022 | Credit Suisse AG, Dublin Branch |
Stock returned under Master prime brokerage agreement |
Refer to Annexure A of Notice |
-36,789 Common Stock | -36,789 |
| 27-Jun-2022 | Credit Suisse AG, Dublin Branch |
Stock returned under Master prime brokerage agreement |
Refer to Annexure A of Notice |
-539,020 Common Stock |
-539,020 |
3
| 27-Jun-2022 | Credit Suisse AG, Dublin Branch |
Stock returned under Master prime brokerage agreement |
Refer to Annexure A of Notice |
-716,000 Common Stock |
-716,000 |
|---|---|---|---|---|---|
| 27-Jun-2022 | Credit Suisse AG, Dublin Branch |
Stock returned under Master prime brokerage agreement |
Refer to Annexure A of Notice |
-615,669 Common Stock |
-615,669 |
| 27-Jun-2022 | Credit Suisse International |
Stock returned under OSLA |
Refer to Annexure A of Notice |
-316,000 Common Stock |
-316,000 |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name andACN/ARSN(ifapplicable) | Nature ofassociation |
|---|---|
| N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
| Credit Suisse Holdings (Australia) Limited (ACN008496713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN068232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse International | One Cabot Square,London,E14 4QJ |
| Credit Suisse AG, Dublin Branch | Kilmore House, Park lane, Spencer Dock, Dublin 1, Ireland |
Signature
print name Winston Loke capacity Authorised Signatory sign here date 30-Jun-2022
==> picture [61 x 22] intentionally omitted <==
Annexure "A"
This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
| Signature print name sign here |
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) Winston Loke capacity Authorised Signatory |
|---|---|
| date 30-Jun-2022 |
==> picture [60 x 22] intentionally omitted <==
5
Prescribed information
| Schedule | |
|---|---|
| Type of agreement | Master Prime Brokerage Securities Lending |
| Agreement | |
| Parties to agreement | Credit Suisse AG, Dublin Branch and |
| CGS-CIMBS (S) PTE LTD (NON US) | |
| Transfer date | 27-Jun-2022 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse International and The Northern |
| Trust | |
| Transfer date | 27-Jun-2022 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. |
7
Prescribed information
| Schedule | |
|---|---|
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and |
| National Australia Bank Ltd | |
| Transfer date | 27-Jun-2022 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance |
| with lender’s instructions provided such | |
| instructions are received 7 days prior. | |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 2 business days prior to a notice by |
| Midday. | |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |