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CHALICE MINING LIMITED Major Shareholding Notification 2021

Jun 16, 2021

64649_rns_2021-06-16_13919931-9174-4d2b-a05b-de7a7a8be7fe.pdf

Major Shareholding Notification

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ASX Form 603

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial shareholder

To Company Name/Scheme

CHALICE MINING LIMITED

ACN ACN 116 648 956

1. Details of substantial holder

Name

The Goldman Sachs Group, Inc. (“GSGI”) on behalf of itself and its subsidiaries (“Goldman Sachs Group”) including its significant subsidiaries listed in Annexure A (“Significant Subsidiaries”) and Goldman Sachs Holdings ANZ Pty Limited and its subsidiaries (“Goldman Sachs Australia Group”)

ACN/ARSN (if applicable) Not applicable

The holder became a 11 June 2021 substantial holder on

2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities Number of securities Persons’ votes Voting power
Fully Paid Ordinary Shares 17,514,672 17,514,672 5.0495%

3. Details of relevant interests The nature of the relevant interest the substantial holder had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant
interest Nature of relevant interest Class and number of securities
GSGI GSGI has a relevant interest in fully paid ordinary shares
by virtue of section 608(3) of the Corporations Act 2001.
17,514,672 Fully Paid Ordinary
Shares
Goldman Sachs
Financial Markets Pty
Ltd (“GAUS”)
GAUS beneficially owns fully paid ordinary shares. 17,485,564 Fully Paid Ordinary
Shares
Goldman Sachs Asset
Management, L.P.
(“GSAMLP”)
GSAMLP has a relevant interest in fully paid ordinary
shares in its capacity as investment manager for a range
of client portfolios.
29,017 Fully Paid Ordinary
Shares
Goldman Sachs
International (“GSI”)
GSI beneficially owns fully paid ordinary shares. 91 Fully Paid Ordinary
Shares

1

ASX Form 603

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of securities Person entitled to be
registered as holder
Class and number of securities Class and number of securities
GAUS HSBC Custody Nominees Australia
Limited
GAUS 17,485,564 Fully Paid Ordinary
Shares
GSAMLP Bank of New York Mellon Various Clients 29,017 Fully Paid Ordinary
Shares
GSI HSBC Custody Nominees Australia
Limited
GSI 91 Fully Paid Ordinary
Shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of Relevant Interest Date of Acquisition Consideration Class and number of
securities
Please refer to Annexure B

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN (if applicable) Nature of association
N/A N/A

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
GSGI Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
Goldman Sachs Australia Group All care of Level 17, 101 Collins Street, Melbourne Victoria 3000, Australia
GAUS Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia
GSAMLP Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
GSI Plumtree Court, 25 Shoe Lane, London EC4A 4AU, United Kingdom
HSBC Custody Nominees Australia Limited GPO Box 5302, Sydney NSW 2001, Australia
Bank of New York Mellon One Wall Street, 15thFloor, New York, NY 10286

Signature

Print name Regina Chan Capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) Sign here Date 16 June 2021

2

ASX Form 603

Annexure A

(This is Annexure A of two (2) pages referred to in Form 603, Notice of initial substantial shareholder)

Significant Subsidiaries of The Goldman Sachs Group, Inc.

The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2020 and the states or jurisdictions in which they are organized. Each subsidiary is indented beneath its principal parent. The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the subsidiaries included below. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of the end of the year covered by this report, a “significant subsidiary” as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934.

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3

ASX Form 603

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THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES

Signature

Print name Regina Chan Capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) Sign here Date 16 June 2021

4

ASX Form 603

Annexure B

(This is Annexure B of fourteen (14) pages referred to in Form 603, Notice of initial substantial shareholder)

Holder of Relevant
Interest
Date of Acquisition Consideration Class and number of securities Class and number of securities
GAUS 2021/2/12 1,820 400 Ordinary Fully Paid Shares
GAUS 2021/2/12 2,584,998 589,650 Ordinary Fully Paid Shares
GAUS 2021/2/12 229,215 52,610 Ordinary Fully Paid Shares
GAUS 2021/2/15 250,744 53,792 Ordinary Fully Paid Shares
GAUS 2021/2/15 44,285 9,885 Ordinary Fully Paid Shares
GAUS 2021/2/16 143,453 31,027 Ordinary Fully Paid Shares
GAUS 2021/2/16 141,996 30,212 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 684 150 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 68 15 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 64 14 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 64 14 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 64 14 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 59 13 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 59 13 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 55 12 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 55 12 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 50 11 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 46 10 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 41 9 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 36 8 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 36 8 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 32 7 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 32 7 Ordinary Fully Paid Shares
GSAMLP 2021/2/16 14 3 Ordinary Fully Paid Shares
GAUS 2021/2/17 51,285 10,935 Ordinary Fully Paid Shares
GAUS 2021/2/17 83,583 18,811 Ordinary Fully Paid Shares
GAUS 2021/2/18 25,468 5,945 Ordinary Fully Paid Shares
GAUS 2021/2/18 17,499 3,977 Ordinary Fully Paid Shares
GAUS 2021/2/19 2,569,868 600,000 Ordinary Fully Paid Shares
GAUS 2021/2/19 69,212 16,171 Ordinary Fully Paid Shares
GSI 2021/2/19 639 149 Ordinary Fully Paid Shares
GAUS 2021/2/19 78,113 18,427 Ordinary Fully Paid Shares
GAUS 2021/2/22 18,945 4,416 Ordinary Fully Paid Shares

5

ASX Form 603

GAUS 2021/2/22 41,442 9,541 Ordinary Fully Paid Shares
GAUS 2021/2/22 323,145 73,069 Ordinary Fully Paid Shares
GAUS 2021/2/23 30,914 6,947 Ordinary Fully Paid Shares
GAUS 2021/2/23 35,413 7,958 Ordinary Fully Paid Shares
GAUS 2021/2/23 81,160 18,766 Ordinary Fully Paid Shares
GAUS 2021/2/23 1,740 400 Ordinary Fully Paid Shares
GAUS 2021/2/24 57,349 13,422 Ordinary Fully Paid Shares
GAUS 2021/2/25 256,559 57,187 Ordinary Fully Paid Shares
GSI 2021/2/25 1,257 275 Ordinary Fully Paid Shares
GAUS 2021/2/26 10,456 2,288 Ordinary Fully Paid Shares
GAUS 2021/2/26 112,272 24,579 Ordinary Fully Paid Shares
GAUS 2021/2/26 427,208 93,481 Ordinary Fully Paid Shares
GAUS 2021/3/1 1,427 317 Ordinary Fully Paid Shares
GAUS 2021/3/1 3,409 741 Ordinary Fully Paid Shares
GAUS 2021/3/1 40,556 9,101 Ordinary Fully Paid Shares
GAUS 2021/3/2 15,567 3,563 Ordinary Fully Paid Shares
GAUS 2021/3/3 128,359 29,644 Ordinary Fully Paid Shares
GAUS 2021/3/3 298,826 65,714 Ordinary Fully Paid Shares
GAUS 2021/3/3 169,578 37,820 Ordinary Fully Paid Shares
GAUS 2021/3/4 286,514 65,714 Ordinary Fully Paid Shares
GAUS 2021/3/4 40,629 8,871 Ordinary Fully Paid Shares
GAUS 2021/3/4 60,548 13,844 Ordinary Fully Paid Shares
GAUS 2021/3/5 14,386 3,330 Ordinary Fully Paid Shares
GAUS 2021/3/5 48,493 11,927 Ordinary Fully Paid Shares
GAUS 2021/3/5 20,598 4,768 Ordinary Fully Paid Shares
GAUS 2021/3/8 32,348 7,909 Ordinary Fully Paid Shares
GAUS 2021/3/8 167,818 40,669 Ordinary Fully Paid Shares
GAUS 2021/3/8 118,234 28,680 Ordinary Fully Paid Shares
GAUS 2021/3/9 307,656 76,593 Ordinary Fully Paid Shares
GAUS 2021/3/9 94,044 22,771 Ordinary Fully Paid Shares
GAUS 2021/3/9 13,710 3,402 Ordinary Fully Paid Shares
GAUS 2021/3/9 73,000 18,125 Ordinary Fully Paid Shares
GAUS 2021/3/10 119,136 29,180 Ordinary Fully Paid Shares
GAUS 2021/3/10 117,595 29,180 Ordinary Fully Paid Shares
GAUS 2021/3/11 354,913 82,320 Ordinary Fully Paid Shares
GAUS 2021/3/11 89,192 21,339 Ordinary Fully Paid Shares
GAUS 2021/3/12 9,668 2,194 Ordinary Fully Paid Shares

6

ASX Form 603

GAUS 2021/3/12 363,499 82,320 Ordinary Fully Paid Shares
GAUS 2021/3/12 66,530 15,365 Ordinary Fully Paid Shares
GSI 2021/3/15 1,663 377 Ordinary Fully Paid Shares
GAUS 2021/3/15 24,198 5,487 Ordinary Fully Paid Shares
GAUS 2021/3/15 831,325 189,584 Ordinary Fully Paid Shares
GAUS 2021/3/15 24,003 5,518 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 493 114 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 484 112 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 484 112 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 476 110 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 471 109 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 467 108 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 463 107 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 458 106 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 454 105 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 437 101 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 424 98 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 424 98 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 411 95 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 368 85 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 363 84 Ordinary Fully Paid Shares
GSAMLP 2021/3/15 363 84 Ordinary Fully Paid Shares
GAUS 2021/3/16 511,458 116,101 Ordinary Fully Paid Shares
GAUS 2021/3/17 1,647,637 349,418 Ordinary Fully Paid Shares
GAUS 2021/3/17 14,789 3,346 Ordinary Fully Paid Shares
GAUS 2021/3/17 50,614 10,716 Ordinary Fully Paid Shares
GAUS 2021/3/18 283 59 Ordinary Fully Paid Shares
GAUS 2021/3/18 673,040 140,642 Ordinary Fully Paid Shares
GAUS 2021/3/19 234,344 48,037 Ordinary Fully Paid Shares
GAUS 2021/3/19 224,939 47,256 Ordinary Fully Paid Shares
GAUS 2021/3/19 16,146 3,385 Ordinary Fully Paid Shares
GAUS 2021/3/22 3,535 741 Ordinary Fully Paid Shares
GAUS 2021/3/23 9,358 1,961 Ordinary Fully Paid Shares
GAUS 2021/3/24 50,045 10,567 Ordinary Fully Paid Shares
GAUS 2021/3/24 8,001 1,688 Ordinary Fully Paid Shares
GSI 2021/3/24 1,017 216 Ordinary Fully Paid Shares
GAUS 2021/3/25 100,453 21,677 Ordinary Fully Paid Shares

7

ASX Form 603

GAUS 2021/3/25 20,648 4,479 Ordinary Fully Paid Shares
GAUS 2021/3/25 22,956 4,979 Ordinary Fully Paid Shares
GAUS 2021/3/25 1,455 309 Ordinary Fully Paid Shares
GAUS 2021/3/25 462 98 Ordinary Fully Paid Shares
GAUS 2021/3/26 50,821 11,024 Ordinary Fully Paid Shares
GAUS 2021/3/26 50,669 10,991 Ordinary Fully Paid Shares
GAUS 2021/3/26 11,469 2,303 Ordinary Fully Paid Shares
GAUS 2021/3/26 28 6 Ordinary Fully Paid Shares
GAUS 2021/3/26 53,611 11,058 Ordinary Fully Paid Shares
GAUS 2021/3/29 20,941 4,205 Ordinary Fully Paid Shares
GAUS 2021/3/29 105,969 21,279 Ordinary Fully Paid Shares
GAUS 2021/3/29 162,011 32,597 Ordinary Fully Paid Shares
GAUS 2021/3/30 193,743 36,989 Ordinary Fully Paid Shares
GAUS 2021/3/30 10,772 2,048 Ordinary Fully Paid Shares
GAUS 2021/3/30 159,683 30,358 Ordinary Fully Paid Shares
GAUS 2021/3/30 43,937 8,401 Ordinary Fully Paid Shares
GAUS 2021/3/31 286,719 54,822 Ordinary Fully Paid Shares
GAUS 2021/3/31 4,822 922 Ordinary Fully Paid Shares
GAUS 2021/3/31 230 44 Ordinary Fully Paid Shares
GAUS 2021/3/31 54,588 10,518 Ordinary Fully Paid Shares
GAUS 2021/3/31 344,669 65,980 Ordinary Fully Paid Shares
GAUS 2021/4/1 2,184 400 Ordinary Fully Paid Shares
GAUS 2021/4/1 18,031 3,338 Ordinary Fully Paid Shares
GAUS 2021/4/1 11,164 2,151 Ordinary Fully Paid Shares
GAUS 2021/4/1 1,414 260 Ordinary Fully Paid Shares
GSAMLP 2021/4/1 365 67 Ordinary Fully Paid Shares
GSAMLP 2021/4/1 283 52 Ordinary Fully Paid Shares
GSAMLP 2021/4/1 278 51 Ordinary Fully Paid Shares
GSAMLP 2021/4/1 261 48 Ordinary Fully Paid Shares
GSAMLP 2021/4/1 240 44 Ordinary Fully Paid Shares
GSAMLP 2021/4/1 218 40 Ordinary Fully Paid Shares
GSAMLP 2021/4/1 174 32 Ordinary Fully Paid Shares
GSAMLP 2021/4/1 114 21 Ordinary Fully Paid Shares
GSAMLP 2021/4/1 103 19 Ordinary Fully Paid Shares
GSAMLP 2021/4/1 33 6 Ordinary Fully Paid Shares
GAUS 2021/4/6 109,762 20,103 Ordinary Fully Paid Shares
GAUS 2021/4/6 116,748 20,103 Ordinary Fully Paid Shares

8

ASX Form 603

GSAMLP 2021/4/6 3,146 536 Ordinary Fully Paid Shares
GSAMLP 2021/4/6 747 129 Ordinary Fully Paid Shares
GSAMLP 2021/4/6 365 63 Ordinary Fully Paid Shares
GSAMLP 2021/4/6 365 63 Ordinary Fully Paid Shares
GSAMLP 2021/4/6 307 53 Ordinary Fully Paid Shares
GSAMLP 2021/4/6 272 47 Ordinary Fully Paid Shares
GSAMLP 2021/4/6 266 46 Ordinary Fully Paid Shares
GSAMLP 2021/4/6 93 16 Ordinary Fully Paid Shares
GAUS 2021/4/7 28,370 4,833 Ordinary Fully Paid Shares
GAUS 2021/4/7 170,284 27,777 Ordinary Fully Paid Shares
GAUS 2021/4/7 132,867 22,635 Ordinary Fully Paid Shares
GAUS 2021/4/7 546 93 Ordinary Fully Paid Shares
GAUS 2021/4/7 817 133 Ordinary Fully Paid Shares
GSI 2021/4/8 4,129 667 Ordinary Fully Paid Shares
GAUS 2021/4/8 239 39 Ordinary Fully Paid Shares
GAUS 2021/4/8 913 147 Ordinary Fully Paid Shares
GAUS 2021/4/8 22,284 3,627 Ordinary Fully Paid Shares
GAUS 2021/4/8 15,382 2,477 Ordinary Fully Paid Shares
GAUS 2021/4/9 39,783 6,427 Ordinary Fully Paid Shares
GAUS 2021/4/9 7,224 1,167 Ordinary Fully Paid Shares
GAUS 2021/4/9 197,235 31,290 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,915 310 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,884 305 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,872 303 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,798 291 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,791 290 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,785 289 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,754 284 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,730 280 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,730 280 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,686 273 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,588 257 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,445 234 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,433 232 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,421 230 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,415 229 Ordinary Fully Paid Shares
GSAMLP 2021/4/9 1,415 229 Ordinary Fully Paid Shares

9

ASX Form 603

GAUS 2021/4/12 1,804 291 Ordinary Fully Paid Shares
GAUS 2021/4/12 64,184 10,433 Ordinary Fully Paid Shares
GAUS 2021/4/12 164 26 Ordinary Fully Paid Shares
GAUS 2021/4/13 60,754 9,735 Ordinary Fully Paid Shares
GAUS 2021/4/13 27,028 4,402 Ordinary Fully Paid Shares
GAUS 2021/4/13 1,375 224 Ordinary Fully Paid Shares
GSAMLP 2021/4/13 329 53 Ordinary Fully Paid Shares
GAUS 2021/4/14 75,673 11,696 Ordinary Fully Paid Shares
GAUS 2021/4/14 70,278 11,173 Ordinary Fully Paid Shares
GAUS 2021/4/14 18,370 2,848 Ordinary Fully Paid Shares
GAUS 2021/4/14 13,476,375 2,142,508 Ordinary Fully Paid Shares
GAUS 2021/4/15 19,627 3,043 Ordinary Fully Paid Shares
GAUS 2021/4/15 49,846 7,728 Ordinary Fully Paid Shares
GAUS 2021/4/15 81,470 12,628 Ordinary Fully Paid Shares
GAUS 2021/4/15 1,146 178 Ordinary Fully Paid Shares
GSAMLP 2021/4/15 77 12 Ordinary Fully Paid Shares
GAUS 2021/4/16 4,295 670 Ordinary Fully Paid Shares
GAUS 2021/4/16 63,615 10,016 Ordinary Fully Paid Shares
GAUS 2021/4/16 57,889 8,989 Ordinary Fully Paid Shares
GSAMLP 2021/4/16 647 101 Ordinary Fully Paid Shares
GSAMLP 2021/4/16 622 97 Ordinary Fully Paid Shares
GSAMLP 2021/4/16 564 88 Ordinary Fully Paid Shares
GAUS 2021/4/19 360,743 57,280 Ordinary Fully Paid Shares
GAUS 2021/4/19 2,827 441 Ordinary Fully Paid Shares
GAUS 2021/4/19 364,338 56,839 Ordinary Fully Paid Shares
GSAMLP 2021/4/19 796 126 Ordinary Fully Paid Shares
GSAMLP 2021/4/19 783 124 Ordinary Fully Paid Shares
GAUS 2021/4/20 3,020 484 Ordinary Fully Paid Shares
GAUS 2021/4/20 48,286 7,826 Ordinary Fully Paid Shares
GAUS 2021/4/20 8,111 1,292 Ordinary Fully Paid Shares
GAUS 2021/4/20 50,876 8,186 Ordinary Fully Paid Shares
GAUS 2021/4/21 62,644 10,186 Ordinary Fully Paid Shares
GAUS 2021/4/21 19,232 3,082 Ordinary Fully Paid Shares
GAUS 2021/4/21 28,229 4,561 Ordinary Fully Paid Shares
GSAMLP 2021/4/21 712 115 Ordinary Fully Paid Shares
GSAMLP 2021/4/21 674 109 Ordinary Fully Paid Shares
GSAMLP 2021/4/21 656 106 Ordinary Fully Paid Shares

10

ASX Form 603

GSAMLP 2021/4/21 637 103 Ordinary Fully Paid Shares
GSAMLP 2021/4/21 625 101 Ordinary Fully Paid Shares
GSAMLP 2021/4/21 613 99 Ordinary Fully Paid Shares
GSAMLP 2021/4/21 594 96 Ordinary Fully Paid Shares
GSAMLP 2021/4/21 594 96 Ordinary Fully Paid Shares
GSAMLP 2021/4/21 538 87 Ordinary Fully Paid Shares
GSAMLP 2021/4/21 476 77 Ordinary Fully Paid Shares
GSAMLP 2021/4/21 415 67 Ordinary Fully Paid Shares
GSAMLP 2021/4/21 130 21 Ordinary Fully Paid Shares
GSAMLP 2021/4/21 87 14 Ordinary Fully Paid Shares
GAUS 2021/4/22 177,374 26,964 Ordinary Fully Paid Shares
GAUS 2021/4/22 37,952 6,171 Ordinary Fully Paid Shares
GAUS 2021/4/22 41,032 6,186 Ordinary Fully Paid Shares
GAUS 2021/4/23 11,691 1,758 Ordinary Fully Paid Shares
GAUS 2021/4/23 19,790 2,952 Ordinary Fully Paid Shares
GAUS 2021/4/23 4,421 655 Ordinary Fully Paid Shares
GSI 2021/4/23 250 37 Ordinary Fully Paid Shares
GAUS 2021/4/23 152,300 22,627 Ordinary Fully Paid Shares
GAUS 2021/4/23 7,940 1,194 Ordinary Fully Paid Shares
GAUS 2021/4/26 752 111 Ordinary Fully Paid Shares
GAUS 2021/4/26 130,415 19,263 Ordinary Fully Paid Shares
GSI 2021/4/26 7 1 Ordinary Fully Paid Shares
GSAMLP 2021/4/26 7 1 Ordinary Fully Paid Shares
GAUS 2021/4/27 367,890 51,805 Ordinary Fully Paid Shares
GAUS 2021/4/27 92,722 13,084 Ordinary Fully Paid Shares
GAUS 2021/4/27 14,373,983 2,113,821 Ordinary Fully Paid Shares
GAUS 2021/4/27 88,971 13,084 Ordinary Fully Paid Shares
GAUS 2021/4/28 1,937 279 Ordinary Fully Paid Shares
GAUS 2021/4/28 293,461 42,005 Ordinary Fully Paid Shares
GAUS 2021/4/28 1,967 279 Ordinary Fully Paid Shares
GAUS 2021/4/28 12,655 1,795 Ordinary Fully Paid Shares
GAUS 2021/4/29 31,305 4,537 Ordinary Fully Paid Shares
GAUS 2021/4/29 99,119 14,365 Ordinary Fully Paid Shares
GAUS 2021/4/29 3,064 444 Ordinary Fully Paid Shares
GAUS 2021/4/29 137,632 19,706 Ordinary Fully Paid Shares
GAUS 2021/4/29 151,644 21,757 Ordinary Fully Paid Shares
GAUS 2021/4/29 16,636 2,411 Ordinary Fully Paid Shares

11

ASX Form 603

GAUS 2021/4/30 6,210 900 Ordinary Fully Paid Shares
GAUS 2021/4/30 93,352 13,432 Ordinary Fully Paid Shares
GAUS 2021/4/30 27,070 3,895 Ordinary Fully Paid Shares
GAUS 2021/4/30 4,345 634 Ordinary Fully Paid Shares
GAUS 2021/4/30 347,376 50,371 Ordinary Fully Paid Shares
GAUS 2021/5/3 7,619 1,116 Ordinary Fully Paid Shares
GAUS 2021/5/3 159,117 23,309 Ordinary Fully Paid Shares
GAUS 2021/5/3 23,902 3,464 Ordinary Fully Paid Shares
GAUS 2021/5/4 10,384 1,527 Ordinary Fully Paid Shares
GAUS 2021/5/4 162,376 22,744 Ordinary Fully Paid Shares
GSAMLP 2021/5/4 261 37 Ordinary Fully Paid Shares
GSAMLP 2021/5/4 176 25 Ordinary Fully Paid Shares
GAUS 2021/5/5 9,452 1,311 Ordinary Fully Paid Shares
GAUS 2021/5/5 136,084 19,199 Ordinary Fully Paid Shares
GAUS 2021/5/5 122,974 17,056 Ordinary Fully Paid Shares
GAUS 2021/5/5 63,411 8,951 Ordinary Fully Paid Shares
GSAMLP 2021/5/5 476 67 Ordinary Fully Paid Shares
GSAMLP 2021/5/5 455 64 Ordinary Fully Paid Shares
GSAMLP 2021/5/5 455 64 Ordinary Fully Paid Shares
GSAMLP 2021/5/5 448 63 Ordinary Fully Paid Shares
GSAMLP 2021/5/5 433 61 Ordinary Fully Paid Shares
GSAMLP 2021/5/5 419 59 Ordinary Fully Paid Shares
GSAMLP 2021/5/5 305 43 Ordinary Fully Paid Shares
GSAMLP 2021/5/5 263 37 Ordinary Fully Paid Shares
GAUS 2021/5/6 193,181 26,268 Ordinary Fully Paid Shares
GAUS 2021/5/6 28,603,415 3,934,445 Ordinary Fully Paid Shares
GAUS 2021/5/6 47,590 6,656 Ordinary Fully Paid Shares
GAUS 2021/5/6 49,193 6,739 Ordinary Fully Paid Shares
GSAMLP 2021/5/6 564 77 Ordinary Fully Paid Shares
GSAMLP 2021/5/6 542 74 Ordinary Fully Paid Shares
GSAMLP 2021/5/6 469 64 Ordinary Fully Paid Shares
GSAMLP 2021/5/6 337 46 Ordinary Fully Paid Shares
GAUS 2021/5/7 24,097 3,292 Ordinary Fully Paid Shares
GAUS 2021/5/7 747,942 100,624 Ordinary Fully Paid Shares
GAUS 2021/5/7 259,611 35,466 Ordinary Fully Paid Shares
GAUS 2021/5/7 736,568 100,624 Ordinary Fully Paid Shares
GAUS 2021/5/7 296,061 38,758 Ordinary Fully Paid Shares

12

ASX Form 603

GSAMLP 2021/5/7 69 9 Ordinary Fully Paid Shares
GSAMLP 2021/5/10 259 33 Ordinary Fully Paid Shares
GAUS 2021/5/11 4,866 642 Ordinary Fully Paid Shares
GAUS 2021/5/11 78,118 9,964 Ordinary Fully Paid Shares
GAUS 2021/5/11 187,187 24,768 Ordinary Fully Paid Shares
GAUS 2021/5/11 12,865 1,641 Ordinary Fully Paid Shares
GSAMLP 2021/5/11 298 39 Ordinary Fully Paid Shares
GSAMLP 2021/5/11 161 21 Ordinary Fully Paid Shares
GAUS 2021/5/12 22,369 2,951 Ordinary Fully Paid Shares
GAUS 2021/5/12 50,524 6,793 Ordinary Fully Paid Shares
GAUS 2021/5/12 4,791 632 Ordinary Fully Paid Shares
GAUS 2021/5/12 57,995 7,651 Ordinary Fully Paid Shares
GAUS 2021/5/13 120,317 16,503 Ordinary Fully Paid Shares
GAUS 2021/5/13 9,465 1,279 Ordinary Fully Paid Shares
GAUS 2021/5/13 81,378 10,997 Ordinary Fully Paid Shares
GSAMLP 2021/5/13 616 85 Ordinary Fully Paid Shares
GAUS 2021/5/14 4,791 624 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 675 90 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 653 87 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 638 85 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 623 83 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 623 83 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 608 81 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 593 79 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 593 79 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 593 79 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 593 79 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 578 77 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 563 75 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 548 73 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 510 68 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 473 63 Ordinary Fully Paid Shares
GSAMLP 2021/5/14 368 49 Ordinary Fully Paid Shares
GAUS 2021/5/17 373,050 48,483 Ordinary Fully Paid Shares
GAUS 2021/5/17 3,174 416 Ordinary Fully Paid Shares
GAUS 2021/5/17 2,171 282 Ordinary Fully Paid Shares
GAUS 2021/5/18 187,907 22,953 Ordinary Fully Paid Shares

13

ASX Form 603

GAUS 2021/5/18 126,070 16,523 Ordinary Fully Paid Shares
GAUS 2021/5/18 114,770 15,042 Ordinary Fully Paid Shares
GAUS 2021/5/18 100,335 13,150 Ordinary Fully Paid Shares
GAUS 2021/5/18 357,283 43,517 Ordinary Fully Paid Shares
GSAMLP 2021/5/18 691 86 Ordinary Fully Paid Shares
GSAMLP 2021/5/18 40 5 Ordinary Fully Paid Shares
GAUS 2021/5/19 172,215 21,758 Ordinary Fully Paid Shares
GAUS 2021/5/19 150,053 19,256 Ordinary Fully Paid Shares
GAUS 2021/5/19 76,033 9,261 Ordinary Fully Paid Shares
GAUS 2021/5/19 82,059 9,995 Ordinary Fully Paid Shares
GAUS 2021/5/20 2,899 378 Ordinary Fully Paid Shares
GAUS 2021/5/20 33,641 4,386 Ordinary Fully Paid Shares
GAUS 2021/5/20 4,111 536 Ordinary Fully Paid Shares
GAUS 2021/5/20 79,987 10,404 Ordinary Fully Paid Shares
GAUS 2021/5/21 8,945 1,146 Ordinary Fully Paid Shares
GAUS 2021/5/24 42,789 5,220 Ordinary Fully Paid Shares
GAUS 2021/5/25 327 40 Ordinary Fully Paid Shares
GAUS 2021/5/26 22,967 2,825 Ordinary Fully Paid Shares
GAUS 2021/5/26 206,600 25,412 Ordinary Fully Paid Shares
GAUS 2021/5/26 594,064 67,928 Ordinary Fully Paid Shares
GAUS 2021/5/26 207,561 23,577 Ordinary Fully Paid Shares
GAUS 2021/5/26 249,861 28,344 Ordinary Fully Paid Shares
GAUS 2021/5/26 40,512 4,983 Ordinary Fully Paid Shares
GAUS 2021/5/27 1,185 135 Ordinary Fully Paid Shares
GAUS 2021/5/27 41,152 4,687 Ordinary Fully Paid Shares
GAUS 2021/5/27 22,122 2,534 Ordinary Fully Paid Shares
GAUS 2021/5/27 1,174 135 Ordinary Fully Paid Shares
GAUS 2021/5/27 13,505 1,547 Ordinary Fully Paid Shares
GAUS 2021/5/27 201,682 23,577 Ordinary Fully Paid Shares
GAUS 2021/5/27 40,530 4,687 Ordinary Fully Paid Shares
GAUS 2021/5/27 7,752 888 Ordinary Fully Paid Shares
GAUS 2021/5/28 96,295 11,036 Ordinary Fully Paid Shares
GAUS 2021/5/28 120,876 13,846 Ordinary Fully Paid Shares
GAUS 2021/5/28 1,301 149 Ordinary Fully Paid Shares
GAUS 2021/5/28 219,429 25,295 Ordinary Fully Paid Shares
GAUS 2021/5/28 7,682 884 Ordinary Fully Paid Shares
GAUS 2021/5/28 8,645 999 Ordinary Fully Paid Shares

14

ASX Form 603

GAUS 2021/5/28 8,721 999 Ordinary Fully Paid Shares
GAUS 2021/5/31 98,197 11,300 Ordinary Fully Paid Shares
GAUS 2021/5/31 34,395 3,958 Ordinary Fully Paid Shares
GAUS 2021/5/31 81,790 9,412 Ordinary Fully Paid Shares
GAUS 2021/5/31 104,523 12,028 Ordinary Fully Paid Shares
GAUS 2021/5/31 34,733 3,958 Ordinary Fully Paid Shares
GAUS 2021/5/31 222,259 25,438 Ordinary Fully Paid Shares
GAUS 2021/5/31 6,481 737 Ordinary Fully Paid Shares
GAUS 2021/5/31 82,725 9,412 Ordinary Fully Paid Shares
GAUS 2021/5/31 1,265,278 144,511 Ordinary Fully Paid Shares
GAUS 2021/5/31 6,405 737 Ordinary Fully Paid Shares
GAUS 2021/5/31 1,738 200 Ordinary Fully Paid Shares
GAUS 2021/5/31 9,307 1,071 Ordinary Fully Paid Shares
GAUS 2021/6/1 9,544 1,087 Ordinary Fully Paid Shares
GAUS 2021/6/1 1,345 153 Ordinary Fully Paid Shares
GAUS 2021/6/1 3,141 349 Ordinary Fully Paid Shares
GAUS 2021/6/1 1,145,140 128,149 Ordinary Fully Paid Shares
GAUS 2021/6/1 5,654 644 Ordinary Fully Paid Shares
GAUS 2021/6/1 2,107 240 Ordinary Fully Paid Shares
GAUS 2021/6/1 9,693 1,087 Ordinary Fully Paid Shares
GAUS 2021/6/1 124,153 13,725 Ordinary Fully Paid Shares
GAUS 2021/6/1 44,286 5,044 Ordinary Fully Paid Shares
GAUS 2021/6/1 120,105 13,353 Ordinary Fully Paid Shares
GAUS 2021/6/1 112,744 12,841 Ordinary Fully Paid Shares
GAUS 2021/6/2 22,167 2,463 Ordinary Fully Paid Shares
GAUS 2021/6/2 122,134 13,455 Ordinary Fully Paid Shares
GAUS 2021/6/2 9,278 1,022 Ordinary Fully Paid Shares
GSAMLP 2021/6/2 1,647 182 Ordinary Fully Paid Shares
GSAMLP 2021/6/2 1,602 177 Ordinary Fully Paid Shares
GSAMLP 2021/6/2 1,186 131 Ordinary Fully Paid Shares
GSAMLP 2021/6/2 896 99 Ordinary Fully Paid Shares
GSAMLP 2021/6/2 471 52 Ordinary Fully Paid Shares
GAUS 2021/6/3 130,845 14,458 Ordinary Fully Paid Shares
GAUS 2021/6/3 104,337 11,529 Ordinary Fully Paid Shares
GAUS 2021/6/3 8,391 916 Ordinary Fully Paid Shares
GAUS 2021/6/3 661 73 Ordinary Fully Paid Shares
GAUS 2021/6/3 136,620 15,068 Ordinary Fully Paid Shares

15

ASX Form 603

GAUS 2021/6/3 17,874 1,975 Ordinary Fully Paid Shares
GAUS 2021/6/3 6,399 697 Ordinary Fully Paid Shares
GAUS 2021/6/3 2,352 256 Ordinary Fully Paid Shares
GSAMLP 2021/6/3 1,150 127 Ordinary Fully Paid Shares
GSAMLP 2021/6/3 1,113 123 Ordinary Fully Paid Shares
GSAMLP 2021/6/3 987 109 Ordinary Fully Paid Shares
GSAMLP 2021/6/3 969 107 Ordinary Fully Paid Shares
GSAMLP 2021/6/3 960 106 Ordinary Fully Paid Shares
GSAMLP 2021/6/3 896 99 Ordinary Fully Paid Shares
GSAMLP 2021/6/3 869 96 Ordinary Fully Paid Shares
GSAMLP 2021/6/3 851 94 Ordinary Fully Paid Shares
GSAMLP 2021/6/3 833 92 Ordinary Fully Paid Shares
GSAMLP 2021/6/3 760 84 Ordinary Fully Paid Shares
GSAMLP 2021/6/3 733 81 Ordinary Fully Paid Shares
GSAMLP 2021/6/3 697 77 Ordinary Fully Paid Shares
GAUS 2021/6/4 91,210 10,048 Ordinary Fully Paid Shares
GSAMLP 2021/6/7 1,969 219 Ordinary Fully Paid Shares
GAUS 2021/6/8 100,052 11,179 Ordinary Fully Paid Shares
GAUS 2021/6/8 133,584 15,894 Ordinary Fully Paid Shares
GAUS 2021/6/8 106,143 12,338 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,273 147 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,247 144 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,221 141 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,212 140 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,203 139 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,203 139 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,195 138 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,186 137 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,160 134 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,160 134 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,100 127 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,082 125 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,065 123 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,056 122 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 1,056 122 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 926 107 Ordinary Fully Paid Shares
GSAMLP 2021/6/8 407 47 Ordinary Fully Paid Shares

16

ASX Form 603

GAUS 2021/6/9 1,831 218 Ordinary Fully Paid Shares
GAUS 2021/6/9 32,138 3,826 Ordinary Fully Paid Shares
GAUS 2021/6/9 152,149 18,113 Ordinary Fully Paid Shares
GAUS 2021/6/9 243,248 28,378 Ordinary Fully Paid Shares
GAUS 2021/6/9 997,210 116,423 Ordinary Fully Paid Shares
GAUS 2021/6/9 32,147 3,827 Ordinary Fully Paid Shares
GSAMLP 2021/6/9 5,028 589 Ordinary Fully Paid Shares
GAUS 2021/6/10 159,474 18,985 Ordinary Fully Paid Shares
GAUS 2021/6/10 64,916 7,661 Ordinary Fully Paid Shares
GAUS 2021/6/10 211,051 24,522 Ordinary Fully Paid Shares
GAUS 2021/6/10 646,978 76,064 Ordinary Fully Paid Shares
GAUS 2021/6/10 27,255 3,157 Ordinary Fully Paid Shares
GAUS 2021/6/10 12,898 1,479 Ordinary Fully Paid Shares
GAUS 2021/6/10 38,942 4,636 Ordinary Fully Paid Shares
GAUS 2021/6/10 1,469,272 171,589 Ordinary Fully Paid Shares
GAUS 2021/6/11 382,606 44,911 Ordinary Fully Paid Shares
GAUS 2021/6/11 420,006 49,188 Ordinary Fully Paid Shares
GAUS 2021/6/11 1,618,484 189,377 Ordinary Fully Paid Shares
GAUS 2021/6/11 287,206 33,528 Ordinary Fully Paid Shares
GAUS 2021/6/11 1,641,349 187,557 Ordinary Fully Paid Shares
GAUS 2021/6/11 220,994 25,824 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 1,253 146 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 1,253 146 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 1,193 139 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 1,193 139 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 1,150 134 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 1,141 133 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 1,141 133 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 1,141 133 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 1,133 132 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 1,107 129 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 1,098 128 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 1,073 125 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 1,064 124 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 970 113 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 935 109 Ordinary Fully Paid Shares
GSAMLP 2021/6/11 909 106 Ordinary Fully Paid Shares

17

ASX Form 603

THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES

Signature

Print name Regina Chan Capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) Sign here Date 16 June 2021

18