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CHALICE MINING LIMITED Major Shareholding Notification 2021

Jun 29, 2021

64649_rns_2021-06-29_5d2ef159-9816-4d51-ab39-24f9035d1024.pdf

Major Shareholding Notification

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ASX Form 603

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial shareholder

U To U Company Name/Scheme

CHALICE MINING LIMITED

ACN ACN 116 648 956

1. Details of substantial holder

Name The Goldman Sachs Group, Inc. (“GSGI”) on behalf of itself and its subsidiaries (“Goldman Sachs Group”) including its significant subsidiaries listed in Annexure A (“Significant Subsidiaries”) and Goldman Sachs Holdings ANZ Pty Limited and its subsidiaries (“Goldman Sachs Australia Group”)

ACN/ARSN (if applicable) Not applicable

The holder became a 25 June 2021 substantial holder on

2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities Number of securities Persons’ votes Voting power
Fully Paid Ordinary Shares 17,351,485 17,351,485 5.002%

3. Details of relevant interests

The nature of the relevant interest the substantial holder had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant
interest Nature of relevant interest Class and number of securities
GSGI GSGI has a relevant interest in fully paid ordinary shares
by virtue of section 608(3) of the Corporations Act 2001.
17,351,485 Fully Paid Ordinary
Shares
Goldman Sachs
Financial Markets Pty
Ltd (“GAUS”)
GAUS beneficially owns fully paid ordinary shares. 17,322,292 Fully Paid Ordinary
Shares
Goldman Sachs Asset
Management, L.P.
(“GSAMLP”)
GSAMLP has a relevant interest in fully paid ordinary
shares in its capacity as investment manager for a range
of client portfolios.
29,072 Fully Paid Ordinary
Shares
Goldman Sachs
International (“GSI”)
GSI beneficially owns fully paid ordinary shares. 121 Fully Paid Ordinary
Shares

1

ASX Form 603

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of securities Person entitled to be
registered as holder
Class and number of securities Class and number of securities
GAUS HSBC Custody Nominees Australia
Limited
GAUS 17,322,292 Fully Paid Ordinary
Shares
GSAMLP Bank of New York Mellon Various Clients 29,072 Fully Paid Ordinary
Shares
GSI HSBC Custody Nominees Australia
Limited
GSI 121 Fully Paid Ordinary
Shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of Relevant Interest Date of Acquisition Consideration Class and number of
securities
Please refer to Annexure B

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN (if applicable) Nature of association
N/A N/A

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
GSGI Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
Goldman Sachs Australia Group All care of Level 17, 101 Collins Street, Melbourne Victoria 3000, Australia
GAUS Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia
GSAMLP Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
GSI Plumtree Court, 25 Shoe Lane, London EC4A 4AU, United Kingdom
HSBC Custody Nominees Australia Limited GPO Box 5302, Sydney NSW 2001, Australia
Bank of New York Mellon One Wall Street, 15Pth
PFloor, New York, NY 10286

Signature

Print name Regina Chan Capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) Sign here Date 29 June 2021

2

ASX Form 603

Annexure A

(This is Annexure A of two (2) pages referred to in Form 603, Notice of initial substantial shareholder)

Significant Subsidiaries of The Goldman Sachs Group, Inc.

The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2020 and the states or jurisdictions in which they are organized. Each subsidiary is indented beneath its principal parent. The Goldman Sachs Group,

Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the subsidiaries included below. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of the end of the year covered by this report, a “significant subsidiary” as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934.

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ASX Form 603

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THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES

Signature

Print name Regina Chan Capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) Sign here Date 29 June 2021

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ASX Form 603

Annexure B

(This is Annexure B of fourteen (14) pages referred to in Form 603, Notice of initial substantial shareholder)

Holder of Relevant
Interest
Date of Acquisition Consideration Class and number of securities Class and number of securities
GAUS 2/26/2021 427,208 93,481 Ordinary Fully Paid Shares
GAUS 2/26/2021 112,272 24,579 Ordinary Fully Paid Shares
GAUS 2/26/2021 10,456 2,288 Ordinary Fully Paid Shares
GAUS 3/1/2021 40,556 9,101 Ordinary Fully Paid Shares
GAUS 3/1/2021 3,409 741 Ordinary Fully Paid Shares
GAUS 3/1/2021 1,427 317 Ordinary Fully Paid Shares
GAUS 3/2/2021 15,567 3,563 Ordinary Fully Paid Shares
GAUS 3/3/2021 169,578 37,820 Ordinary Fully Paid Shares
GAUS 3/3/2021 298,826 65,714 Ordinary Fully Paid Shares
GAUS 3/3/2021 128,359 29,644 Ordinary Fully Paid Shares
GAUS 3/4/2021 40,629 8,871 Ordinary Fully Paid Shares
GAUS 3/4/2021 286,514 65,714 Ordinary Fully Paid Shares
GAUS 3/4/2021 60,548 13,844 Ordinary Fully Paid Shares
GAUS 3/5/2021 48,493 11,927 Ordinary Fully Paid Shares
GAUS 3/5/2021 14,386 3,330 Ordinary Fully Paid Shares
GAUS 3/5/2021 20,598 4,768 Ordinary Fully Paid Shares
GAUS 3/8/2021 167,818 40,669 Ordinary Fully Paid Shares
GAUS 3/8/2021 118,234 28,680 Ordinary Fully Paid Shares
GAUS 3/8/2021 32,348 7,909 Ordinary Fully Paid Shares
GAUS 3/9/2021 13,710 3,402 Ordinary Fully Paid Shares
GAUS 3/9/2021 94,044 22,771 Ordinary Fully Paid Shares
GAUS 3/9/2021 307,656 76,593 Ordinary Fully Paid Shares
GAUS 3/9/2021 73,000 18,125 Ordinary Fully Paid Shares
GAUS 3/10/2021 117,595 29,180 Ordinary Fully Paid Shares
GAUS 3/10/2021 119,136 29,180 Ordinary Fully Paid Shares
GAUS 3/11/2021 354,913 82,320 Ordinary Fully Paid Shares
GAUS 3/11/2021 89,192 21,339 Ordinary Fully Paid Shares
GAUS 3/12/2021 363,499 82,320 Ordinary Fully Paid Shares
GAUS 3/12/2021 9,668 2,194 Ordinary Fully Paid Shares
GAUS 3/12/2021 66,530 15,365 Ordinary Fully Paid Shares
GAUS 3/15/2021 831,325 189,584 Ordinary Fully Paid Shares
GSI 3/15/2021 1,663 377 Ordinary Fully Paid Shares
GAUS 3/15/2021 24,003 5,518 Ordinary Fully Paid Shares

5

ASX Form 603

GAUS 3/15/2021 24,198 5,487 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 493 114 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 424 98 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 424 98 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 458 106 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 484 112 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 467 108 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 463 107 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 476 110 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 454 105 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 368 85 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 363 84 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 411 95 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 437 101 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 363 84 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 484 112 Ordinary Fully Paid Shares
GSAMLP 3/15/2021 471 109 Ordinary Fully Paid Shares
GAUS 3/16/2021 511,458 116,101 Ordinary Fully Paid Shares
GAUS 3/17/2021 1,647,637 349,418 Ordinary Fully Paid Shares
GAUS 3/17/2021 14,789 3,346 Ordinary Fully Paid Shares
GAUS 3/17/2021 50,614 10,716 Ordinary Fully Paid Shares
GAUS 3/18/2021 673,040 140,642 Ordinary Fully Paid Shares
GAUS 3/18/2021 283 59 Ordinary Fully Paid Shares
GAUS 3/19/2021 224,939 47,256 Ordinary Fully Paid Shares
GAUS 3/19/2021 234,344 48,037 Ordinary Fully Paid Shares
GAUS 3/19/2021 16,146 3,385 Ordinary Fully Paid Shares
GAUS 3/22/2021 3,535 741 Ordinary Fully Paid Shares
GAUS 3/23/2021 9,358 1,961 Ordinary Fully Paid Shares
GAUS 3/24/2021 50,045 10,567 Ordinary Fully Paid Shares
GAUS 3/24/2021 8,001 1,688 Ordinary Fully Paid Shares
GSI 3/24/2021 1,017 216 Ordinary Fully Paid Shares
GAUS 3/25/2021 1,455 309 Ordinary Fully Paid Shares
GAUS 3/25/2021 20,648 4,479 Ordinary Fully Paid Shares
GAUS 3/25/2021 100,453 21,677 Ordinary Fully Paid Shares
GAUS 3/25/2021 462 98 Ordinary Fully Paid Shares
GAUS 3/25/2021 22,956 4,979 Ordinary Fully Paid Shares
GAUS 3/26/2021 50,821 11,024 Ordinary Fully Paid Shares

6

ASX Form 603

GAUS 3/26/2021 53,611 11,058 Ordinary Fully Paid Shares
GAUS 3/26/2021 28 6 Ordinary Fully Paid Shares
GAUS 3/26/2021 50,669 10,991 Ordinary Fully Paid Shares
GAUS 3/26/2021 11,469 2,303 Ordinary Fully Paid Shares
GAUS 3/29/2021 20,941 4,205 Ordinary Fully Paid Shares
GAUS 3/29/2021 162,011 32,597 Ordinary Fully Paid Shares
GAUS 3/29/2021 105,969 21,279 Ordinary Fully Paid Shares
GAUS 3/30/2021 193,743 36,989 Ordinary Fully Paid Shares
GAUS 3/30/2021 159,683 30,358 Ordinary Fully Paid Shares
GAUS 3/30/2021 10,772 2,048 Ordinary Fully Paid Shares
GAUS 3/30/2021 43,937 8,401 Ordinary Fully Paid Shares
GAUS 3/31/2021 230 44 Ordinary Fully Paid Shares
GAUS 3/31/2021 286,719 54,822 Ordinary Fully Paid Shares
GAUS 3/31/2021 54,588 10,518 Ordinary Fully Paid Shares
GAUS 3/31/2021 4,822 922 Ordinary Fully Paid Shares
GAUS 3/31/2021 344,669 65,980 Ordinary Fully Paid Shares
GAUS 4/1/2021 2,184 400 Ordinary Fully Paid Shares
GAUS 4/1/2021 1,414 260 Ordinary Fully Paid Shares
GAUS 4/1/2021 11,164 2,151 Ordinary Fully Paid Shares
GAUS 4/1/2021 18,031 3,338 Ordinary Fully Paid Shares
GSAMLP 4/1/2021 114 21 Ordinary Fully Paid Shares
GSAMLP 4/1/2021 174 32 Ordinary Fully Paid Shares
GSAMLP 4/1/2021 365 67 Ordinary Fully Paid Shares
GSAMLP 4/1/2021 261 48 Ordinary Fully Paid Shares
GSAMLP 4/1/2021 218 40 Ordinary Fully Paid Shares
GSAMLP 4/1/2021 240 44 Ordinary Fully Paid Shares
GSAMLP 4/1/2021 283 52 Ordinary Fully Paid Shares
GSAMLP 4/1/2021 278 51 Ordinary Fully Paid Shares
GSAMLP 4/1/2021 33 6 Ordinary Fully Paid Shares
GSAMLP 4/1/2021 103 19 Ordinary Fully Paid Shares
GAUS 4/6/2021 109,762 20,103 Ordinary Fully Paid Shares
GAUS 4/6/2021 116,748 20,103 Ordinary Fully Paid Shares
GSAMLP 4/6/2021 3,146 536 Ordinary Fully Paid Shares
GSAMLP 4/6/2021 747 129 Ordinary Fully Paid Shares
GSAMLP 4/6/2021 365 63 Ordinary Fully Paid Shares
GSAMLP 4/6/2021 266 46 Ordinary Fully Paid Shares
GSAMLP 4/6/2021 307 53 Ordinary Fully Paid Shares

7

ASX Form 603

GSAMLP 4/6/2021 93 16 Ordinary Fully Paid Shares
GSAMLP 4/6/2021 272 47 Ordinary Fully Paid Shares
GSAMLP 4/6/2021 365 63 Ordinary Fully Paid Shares
GAUS 4/7/2021 132,867 22,635 Ordinary Fully Paid Shares
GAUS 4/7/2021 546 93 Ordinary Fully Paid Shares
GAUS 4/7/2021 817 133 Ordinary Fully Paid Shares
GAUS 4/7/2021 170,284 27,777 Ordinary Fully Paid Shares
GAUS 4/7/2021 28,370 4,833 Ordinary Fully Paid Shares
GAUS 4/8/2021 22,284 3,627 Ordinary Fully Paid Shares
GAUS 4/8/2021 913 147 Ordinary Fully Paid Shares
GSI 4/8/2021 4,129 667 Ordinary Fully Paid Shares
GAUS 4/8/2021 239 39 Ordinary Fully Paid Shares
GAUS 4/8/2021 15,382 2,477 Ordinary Fully Paid Shares
GAUS 4/9/2021 7,224 1,167 Ordinary Fully Paid Shares
GAUS 4/9/2021 39,783 6,427 Ordinary Fully Paid Shares
GAUS 4/9/2021 197,235 31,290 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,915 310 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,433 232 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,588 257 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,872 303 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,730 280 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,686 273 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,798 291 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,730 280 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,791 290 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,415 229 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,415 229 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,785 289 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,421 230 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,445 234 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,884 305 Ordinary Fully Paid Shares
GSAMLP 4/9/2021 1,754 284 Ordinary Fully Paid Shares
GAUS 4/12/2021 164 26 Ordinary Fully Paid Shares
GAUS 4/12/2021 64,184 10,433 Ordinary Fully Paid Shares
GAUS 4/12/2021 1,804 291 Ordinary Fully Paid Shares
GAUS 4/13/2021 27,028 4,402 Ordinary Fully Paid Shares
GAUS 4/13/2021 1,375 224 Ordinary Fully Paid Shares

8

ASX Form 603

GAUS 4/13/2021 60,754 9,735 Ordinary Fully Paid Shares
GSAMLP 4/13/2021 329 53 Ordinary Fully Paid Shares
GAUS 4/14/2021 75,673 11,696 Ordinary Fully Paid Shares
GAUS 4/14/2021 18,370 2,848 Ordinary Fully Paid Shares
GAUS 4/14/2021 13,476,375 2,142,508 Ordinary Fully Paid Shares
GAUS 4/14/2021 70,278 11,173 Ordinary Fully Paid Shares
GAUS 4/15/2021 49,846 7,728 Ordinary Fully Paid Shares
GAUS 4/15/2021 1,146 178 Ordinary Fully Paid Shares
GAUS 4/15/2021 19,627 3,043 Ordinary Fully Paid Shares
GAUS 4/15/2021 81,470 12,628 Ordinary Fully Paid Shares
GSAMLP 4/15/2021 77 12 Ordinary Fully Paid Shares
GAUS 4/16/2021 4,295 670 Ordinary Fully Paid Shares
GAUS 4/16/2021 57,889 8,989 Ordinary Fully Paid Shares
GAUS 4/16/2021 63,615 10,016 Ordinary Fully Paid Shares
GSAMLP 4/16/2021 647 101 Ordinary Fully Paid Shares
GSAMLP 4/16/2021 564 88 Ordinary Fully Paid Shares
GSAMLP 4/16/2021 622 97 Ordinary Fully Paid Shares
GAUS 4/19/2021 360,743 57,280 Ordinary Fully Paid Shares
GAUS 4/19/2021 2,827 441 Ordinary Fully Paid Shares
GAUS 4/19/2021 364,338 56,839 Ordinary Fully Paid Shares
GSAMLP 4/19/2021 783 124 Ordinary Fully Paid Shares
GSAMLP 4/19/2021 796 126 Ordinary Fully Paid Shares
GAUS 4/20/2021 50,876 8,186 Ordinary Fully Paid Shares
GAUS 4/20/2021 3,020 484 Ordinary Fully Paid Shares
GAUS 4/20/2021 48,286 7,826 Ordinary Fully Paid Shares
GAUS 4/20/2021 8,111 1,292 Ordinary Fully Paid Shares
GAUS 4/21/2021 62,644 10,186 Ordinary Fully Paid Shares
GAUS 4/21/2021 28,229 4,561 Ordinary Fully Paid Shares
GAUS 4/21/2021 19,232 3,082 Ordinary Fully Paid Shares
GSAMLP 4/21/2021 613 99 Ordinary Fully Paid Shares
GSAMLP 4/21/2021 656 106 Ordinary Fully Paid Shares
GSAMLP 4/21/2021 594 96 Ordinary Fully Paid Shares
GSAMLP 4/21/2021 538 87 Ordinary Fully Paid Shares
GSAMLP 4/21/2021 637 103 Ordinary Fully Paid Shares
GSAMLP 4/21/2021 625 101 Ordinary Fully Paid Shares
GSAMLP 4/21/2021 712 115 Ordinary Fully Paid Shares
GSAMLP 4/21/2021 674 109 Ordinary Fully Paid Shares

9

ASX Form 603

GSAMLP 4/21/2021 594 96 Ordinary Fully Paid Shares
GSAMLP 4/21/2021 87 14 Ordinary Fully Paid Shares
GSAMLP 4/21/2021 415 67 Ordinary Fully Paid Shares
GSAMLP 4/21/2021 130 21 Ordinary Fully Paid Shares
GSAMLP 4/21/2021 476 77 Ordinary Fully Paid Shares
GAUS 4/22/2021 177,374 26,964 Ordinary Fully Paid Shares
GAUS 4/22/2021 37,952 6,171 Ordinary Fully Paid Shares
GAUS 4/22/2021 41,032 6,186 Ordinary Fully Paid Shares
GAUS 4/23/2021 11,691 1,758 Ordinary Fully Paid Shares
GAUS 4/23/2021 152,300 22,627 Ordinary Fully Paid Shares
GAUS 4/23/2021 19,790 2,952 Ordinary Fully Paid Shares
GAUS 4/23/2021 7,940 1,194 Ordinary Fully Paid Shares
GSI 4/23/2021 250 37 Ordinary Fully Paid Shares
GAUS 4/23/2021 4,421 655 Ordinary Fully Paid Shares
GSI 4/26/2021 7 1 Ordinary Fully Paid Shares
GAUS 4/26/2021 130,415 19,263 Ordinary Fully Paid Shares
GAUS 4/26/2021 752 111 Ordinary Fully Paid Shares
GSAMLP 4/26/2021 7 1 Ordinary Fully Paid Shares
GAUS 4/27/2021 367,890 51,805 Ordinary Fully Paid Shares
GAUS 4/27/2021 88,971 13,084 Ordinary Fully Paid Shares
GAUS 4/27/2021 92,722 13,084 Ordinary Fully Paid Shares
GAUS 4/27/2021 14,373,983 2,113,821 Ordinary Fully Paid Shares
GAUS 4/28/2021 293,461 42,005 Ordinary Fully Paid Shares
GAUS 4/28/2021 1,967 279 Ordinary Fully Paid Shares
GAUS 4/28/2021 12,655 1,795 Ordinary Fully Paid Shares
GAUS 4/28/2021 1,937 279 Ordinary Fully Paid Shares
GAUS 4/29/2021 31,305 4,537 Ordinary Fully Paid Shares
GAUS 4/29/2021 137,632 19,706 Ordinary Fully Paid Shares
GAUS 4/29/2021 99,119 14,365 Ordinary Fully Paid Shares
GAUS 4/29/2021 16,636 2,411 Ordinary Fully Paid Shares
GAUS 4/29/2021 151,644 21,757 Ordinary Fully Paid Shares
GAUS 4/29/2021 3,064 444 Ordinary Fully Paid Shares
GAUS 4/30/2021 93,352 13,432 Ordinary Fully Paid Shares
GAUS 4/30/2021 4,345 634 Ordinary Fully Paid Shares
GAUS 4/30/2021 27,070 3,895 Ordinary Fully Paid Shares
GAUS 4/30/2021 6,210 900 Ordinary Fully Paid Shares
GAUS 4/30/2021 347,376 50,371 Ordinary Fully Paid Shares

10

ASX Form 603

GAUS 5/3/2021 23,902 3,464 Ordinary Fully Paid Shares
GAUS 5/3/2021 159,117 23,309 Ordinary Fully Paid Shares
GAUS 5/3/2021 7,619 1,116 Ordinary Fully Paid Shares
GAUS 5/4/2021 10,384 1,527 Ordinary Fully Paid Shares
GAUS 5/4/2021 162,376 22,744 Ordinary Fully Paid Shares
GSAMLP 5/4/2021 261 37 Ordinary Fully Paid Shares
GSAMLP 5/4/2021 176 25 Ordinary Fully Paid Shares
GAUS 5/5/2021 63,411 8,951 Ordinary Fully Paid Shares
GAUS 5/5/2021 122,974 17,056 Ordinary Fully Paid Shares
GAUS 5/5/2021 9,452 1,311 Ordinary Fully Paid Shares
GAUS 5/5/2021 136,084 19,199 Ordinary Fully Paid Shares
GSAMLP 5/5/2021 455 64 Ordinary Fully Paid Shares
GSAMLP 5/5/2021 419 59 Ordinary Fully Paid Shares
GSAMLP 5/5/2021 433 61 Ordinary Fully Paid Shares
GSAMLP 5/5/2021 455 64 Ordinary Fully Paid Shares
GSAMLP 5/5/2021 476 67 Ordinary Fully Paid Shares
GSAMLP 5/5/2021 448 63 Ordinary Fully Paid Shares
GSAMLP 5/5/2021 263 37 Ordinary Fully Paid Shares
GSAMLP 5/5/2021 305 43 Ordinary Fully Paid Shares
GAUS 5/6/2021 47,590 6,656 Ordinary Fully Paid Shares
GAUS 5/6/2021 28,603,415 3,934,445 Ordinary Fully Paid Shares
GAUS 5/6/2021 49,193 6,739 Ordinary Fully Paid Shares
GAUS 5/6/2021 193,181 26,268 Ordinary Fully Paid Shares
GSAMLP 5/6/2021 564 77 Ordinary Fully Paid Shares
GSAMLP 5/6/2021 337 46 Ordinary Fully Paid Shares
GSAMLP 5/6/2021 469 64 Ordinary Fully Paid Shares
GSAMLP 5/6/2021 542 74 Ordinary Fully Paid Shares
GAUS 5/7/2021 736,568 100,624 Ordinary Fully Paid Shares
GAUS 5/7/2021 747,942 100,624 Ordinary Fully Paid Shares
GAUS 5/7/2021 296,061 38,758 Ordinary Fully Paid Shares
GAUS 5/7/2021 259,611 35,466 Ordinary Fully Paid Shares
GAUS 5/7/2021 24,097 3,292 Ordinary Fully Paid Shares
GSAMLP 5/7/2021 69 9 Ordinary Fully Paid Shares
GSAMLP 5/10/2021 259 33 Ordinary Fully Paid Shares
GAUS 5/11/2021 78,118 9,964 Ordinary Fully Paid Shares
GAUS 5/11/2021 4,866 642 Ordinary Fully Paid Shares
GAUS 5/11/2021 12,865 1,641 Ordinary Fully Paid Shares

11

ASX Form 603

GAUS 5/11/2021 187,187 24,768 Ordinary Fully Paid Shares
GSAMLP 5/11/2021 298 39 Ordinary Fully Paid Shares
GSAMLP 5/11/2021 161 21 Ordinary Fully Paid Shares
GAUS 5/12/2021 22,369 2,951 Ordinary Fully Paid Shares
GAUS 5/12/2021 4,791 632 Ordinary Fully Paid Shares
GAUS 5/12/2021 50,524 6,793 Ordinary Fully Paid Shares
GAUS 5/12/2021 57,995 7,651 Ordinary Fully Paid Shares
GAUS 5/13/2021 9,465 1,279 Ordinary Fully Paid Shares
GAUS 5/13/2021 81,378 10,997 Ordinary Fully Paid Shares
GAUS 5/13/2021 120,317 16,503 Ordinary Fully Paid Shares
GSAMLP 5/13/2021 616 85 Ordinary Fully Paid Shares
GAUS 5/14/2021 4,791 624 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 638 85 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 473 63 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 623 83 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 653 87 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 593 79 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 593 79 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 623 83 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 608 81 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 593 79 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 368 49 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 578 77 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 548 73 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 563 75 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 510 68 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 593 79 Ordinary Fully Paid Shares
GSAMLP 5/14/2021 675 90 Ordinary Fully Paid Shares
GAUS 5/17/2021 373,050 48,483 Ordinary Fully Paid Shares
GAUS 5/17/2021 2,171 282 Ordinary Fully Paid Shares
GAUS 5/17/2021 3,174 416 Ordinary Fully Paid Shares
GAUS 5/18/2021 114,770 15,042 Ordinary Fully Paid Shares
GAUS 5/18/2021 126,070 16,523 Ordinary Fully Paid Shares
GAUS 5/18/2021 187,907 22,953 Ordinary Fully Paid Shares
GAUS 5/18/2021 100,335 13,150 Ordinary Fully Paid Shares
GAUS 5/18/2021 357,283 43,517 Ordinary Fully Paid Shares
GSAMLP 5/18/2021 691 86 Ordinary Fully Paid Shares

12

ASX Form 603

GSAMLP 5/18/2021 40 5 Ordinary Fully Paid Shares
GAUS 5/19/2021 150,053 19,256 Ordinary Fully Paid Shares
GAUS 5/19/2021 172,215 21,758 Ordinary Fully Paid Shares
GAUS 5/19/2021 82,059 9,995 Ordinary Fully Paid Shares
GAUS 5/19/2021 76,033 9,261 Ordinary Fully Paid Shares
GAUS 5/20/2021 4,111 536 Ordinary Fully Paid Shares
GAUS 5/20/2021 2,899 378 Ordinary Fully Paid Shares
GAUS 5/20/2021 79,987 10,404 Ordinary Fully Paid Shares
GAUS 5/20/2021 33,641 4,386 Ordinary Fully Paid Shares
GAUS 5/21/2021 8,945 1,146 Ordinary Fully Paid Shares
GAUS 5/24/2021 42,789 5,220 Ordinary Fully Paid Shares
GAUS 5/25/2021 327 40 Ordinary Fully Paid Shares
GAUS 5/26/2021 22,967 2,825 Ordinary Fully Paid Shares
GAUS 5/26/2021 207,561 23,577 Ordinary Fully Paid Shares
GAUS 5/26/2021 206,600 25,412 Ordinary Fully Paid Shares
GAUS 5/26/2021 594,064 67,928 Ordinary Fully Paid Shares
GAUS 5/26/2021 249,861 28,344 Ordinary Fully Paid Shares
GAUS 5/26/2021 40,512 4,983 Ordinary Fully Paid Shares
GAUS 5/27/2021 7,752 888 Ordinary Fully Paid Shares
GAUS 5/27/2021 13,505 1,547 Ordinary Fully Paid Shares
GAUS 5/27/2021 41,152 4,687 Ordinary Fully Paid Shares
GAUS 5/27/2021 201,682 23,577 Ordinary Fully Paid Shares
GAUS 5/27/2021 22,122 2,534 Ordinary Fully Paid Shares
GAUS 5/27/2021 1,185 135 Ordinary Fully Paid Shares
GAUS 5/27/2021 1,174 135 Ordinary Fully Paid Shares
GAUS 5/27/2021 40,530 4,687 Ordinary Fully Paid Shares
GAUS 5/28/2021 219,429 25,295 Ordinary Fully Paid Shares
GAUS 5/28/2021 120,876 13,846 Ordinary Fully Paid Shares
GAUS 5/28/2021 7,682 884 Ordinary Fully Paid Shares
GAUS 5/28/2021 96,295 11,036 Ordinary Fully Paid Shares
GAUS 5/28/2021 8,721 999 Ordinary Fully Paid Shares
GAUS 5/28/2021 8,645 999 Ordinary Fully Paid Shares
GAUS 5/28/2021 1,301 149 Ordinary Fully Paid Shares
GAUS 5/31/2021 9,307 1,071 Ordinary Fully Paid Shares
GAUS 5/31/2021 98,197 11,300 Ordinary Fully Paid Shares
GAUS 5/31/2021 6,405 737 Ordinary Fully Paid Shares
GAUS 5/31/2021 34,395 3,958 Ordinary Fully Paid Shares

13

ASX Form 603

GAUS 5/31/2021 82,725 9,412 Ordinary Fully Paid Shares
GAUS 5/31/2021 222,259 25,438 Ordinary Fully Paid Shares
GAUS 5/31/2021 1,738 200 Ordinary Fully Paid Shares
GAUS 5/31/2021 104,523 12,028 Ordinary Fully Paid Shares
GAUS 5/31/2021 34,733 3,958 Ordinary Fully Paid Shares
GAUS 5/31/2021 1,265,278 144,511 Ordinary Fully Paid Shares
GAUS 5/31/2021 6,481 737 Ordinary Fully Paid Shares
GAUS 5/31/2021 81,790 9,412 Ordinary Fully Paid Shares
GAUS 6/1/2021 120,105 13,353 Ordinary Fully Paid Shares
GAUS 6/1/2021 5,654 644 Ordinary Fully Paid Shares
GAUS 6/1/2021 124,153 13,725 Ordinary Fully Paid Shares
GAUS 6/1/2021 9,693 1,087 Ordinary Fully Paid Shares
GAUS 6/1/2021 44,286 5,044 Ordinary Fully Paid Shares
GAUS 6/1/2021 1,345 153 Ordinary Fully Paid Shares
GAUS 6/1/2021 9,544 1,087 Ordinary Fully Paid Shares
GAUS 6/1/2021 1,145,140 128,149 Ordinary Fully Paid Shares
GAUS 6/1/2021 3,141 349 Ordinary Fully Paid Shares
GAUS 6/1/2021 112,744 12,841 Ordinary Fully Paid Shares
GAUS 6/1/2021 2,107 240 Ordinary Fully Paid Shares
GAUS 6/2/2021 9,278 1,022 Ordinary Fully Paid Shares
GAUS 6/2/2021 122,134 13,455 Ordinary Fully Paid Shares
GAUS 6/2/2021 22,167 2,463 Ordinary Fully Paid Shares
GSAMLP 6/2/2021 1,602 177 Ordinary Fully Paid Shares
GSAMLP 6/2/2021 896 99 Ordinary Fully Paid Shares
GSAMLP 6/2/2021 1,186 131 Ordinary Fully Paid Shares
GSAMLP 6/2/2021 1,647 182 Ordinary Fully Paid Shares
GSAMLP 6/2/2021 471 52 Ordinary Fully Paid Shares
GAUS 6/3/2021 2,352 256 Ordinary Fully Paid Shares
GAUS 6/3/2021 136,620 15,068 Ordinary Fully Paid Shares
GAUS 6/3/2021 6,399 697 Ordinary Fully Paid Shares
GAUS 6/3/2021 8,391 916 Ordinary Fully Paid Shares
GAUS 6/3/2021 661 73 Ordinary Fully Paid Shares
GAUS 6/3/2021 17,874 1,975 Ordinary Fully Paid Shares
GAUS 6/3/2021 104,337 11,529 Ordinary Fully Paid Shares
GAUS 6/3/2021 130,845 14,458 Ordinary Fully Paid Shares
GSAMLP 6/3/2021 760 84 Ordinary Fully Paid Shares
GSAMLP 6/3/2021 896 99 Ordinary Fully Paid Shares

14

ASX Form 603

GSAMLP 6/3/2021 960 106 Ordinary Fully Paid Shares
GSAMLP 6/3/2021 851 94 Ordinary Fully Paid Shares
GSAMLP 6/3/2021 869 96 Ordinary Fully Paid Shares
GSAMLP 6/3/2021 833 92 Ordinary Fully Paid Shares
GSAMLP 6/3/2021 987 109 Ordinary Fully Paid Shares
GSAMLP 6/3/2021 969 107 Ordinary Fully Paid Shares
GSAMLP 6/3/2021 1,150 127 Ordinary Fully Paid Shares
GSAMLP 6/3/2021 1,113 123 Ordinary Fully Paid Shares
GSAMLP 6/3/2021 733 81 Ordinary Fully Paid Shares
GSAMLP 6/3/2021 697 77 Ordinary Fully Paid Shares
GAUS 6/4/2021 91,210 10,048 Ordinary Fully Paid Shares
GSAMLP 6/7/2021 1,969 219 Ordinary Fully Paid Shares
GAUS 6/8/2021 106,143 12,338 Ordinary Fully Paid Shares
GAUS 6/8/2021 100,052 11,179 Ordinary Fully Paid Shares
GAUS 6/8/2021 133,584 15,894 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,212 140 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,160 134 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,056 122 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,203 139 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,056 122 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,082 125 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,195 138 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,100 127 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,065 123 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,203 139 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,160 134 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,247 144 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 926 107 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,221 141 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 407 47 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,273 147 Ordinary Fully Paid Shares
GSAMLP 6/8/2021 1,186 137 Ordinary Fully Paid Shares
GAUS 6/9/2021 32,147 3,827 Ordinary Fully Paid Shares
GAUS 6/9/2021 152,149 18,113 Ordinary Fully Paid Shares
GAUS 6/9/2021 32,138 3,826 Ordinary Fully Paid Shares
GAUS 6/9/2021 1,831 218 Ordinary Fully Paid Shares
GAUS 6/9/2021 243,248 28,378 Ordinary Fully Paid Shares

15

ASX Form 603

GAUS 6/9/2021 997,210 116,423 Ordinary Fully Paid Shares
GSAMLP 6/9/2021 5,028 589 Ordinary Fully Paid Shares
GAUS 6/10/2021 38,942 4,636 Ordinary Fully Paid Shares
GAUS 6/10/2021 646,978 76,064 Ordinary Fully Paid Shares
GAUS 6/10/2021 27,255 3,157 Ordinary Fully Paid Shares
GAUS 6/10/2021 12,898 1,479 Ordinary Fully Paid Shares
GAUS 6/10/2021 1,469,272 171,589 Ordinary Fully Paid Shares
GAUS 6/10/2021 159,474 18,985 Ordinary Fully Paid Shares
GAUS 6/10/2021 64,916 7,661 Ordinary Fully Paid Shares
GAUS 6/10/2021 211,051 24,522 Ordinary Fully Paid Shares
GAUS 6/11/2021 246,058 28,914 Ordinary Fully Paid Shares
GAUS 6/11/2021 420,006 49,188 Ordinary Fully Paid Shares
GAUS 6/11/2021 1,641,349 187,557 Ordinary Fully Paid Shares
GAUS 6/11/2021 287,206 33,528 Ordinary Fully Paid Shares
GAUS 6/11/2021 1,618,484 189,377 Ordinary Fully Paid Shares
GAUS 6/11/2021 220,994 25,824 Ordinary Fully Paid Shares
GAUS 6/11/2021 382,606 44,911 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 1,193 139 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 970 113 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 935 109 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 1,098 128 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 1,073 125 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 1,133 132 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 1,064 124 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 1,193 139 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 1,107 129 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 1,141 133 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 1,141 133 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 909 106 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 1,150 134 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 1,141 133 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 1,253 146 Ordinary Fully Paid Shares
GSAMLP 6/11/2021 1,253 146 Ordinary Fully Paid Shares
GAUS 6/15/2021 10,076 1,267 Ordinary Fully Paid Shares
GAUS 6/15/2021 393,797 49,495 Ordinary Fully Paid Shares
GAUS 6/15/2021 360,981 40,974 Ordinary Fully Paid Shares
GAUS 6/15/2021 653,805 79,996 Ordinary Fully Paid Shares

16

ASX Form 603

GAUS 6/15/2021 1,059,279 134,271 Ordinary Fully Paid Shares
GAUS 6/15/2021 11,162 1,267 Ordinary Fully Paid Shares
GAUS 6/16/2021 488,010 62,027 Ordinary Fully Paid Shares
GAUS 6/16/2021 1,668,761 210,539 Ordinary Fully Paid Shares
GAUS 6/16/2021 5,570 706 Ordinary Fully Paid Shares
GAUS 6/16/2021 76,009 9,585 Ordinary Fully Paid Shares
GAUS 6/16/2021 30,737 3,876 Ordinary Fully Paid Shares
GAUS 6/16/2021 75,308 9,585 Ordinary Fully Paid Shares
GAUS 6/16/2021 806,184 101,937 Ordinary Fully Paid Shares
GAUS 6/16/2021 5,599 706 Ordinary Fully Paid Shares
GAUS 6/16/2021 808,360 101,937 Ordinary Fully Paid Shares
GAUS 6/17/2021 460,628 63,253 Ordinary Fully Paid Shares
GAUS 6/17/2021 376,016 51,029 Ordinary Fully Paid Shares
GAUS 6/17/2021 2,042,827 282,274 Ordinary Fully Paid Shares
GAUS 6/17/2021 368,851 46,631 Ordinary Fully Paid Shares
GAUS 6/17/2021 131,480 16,622 Ordinary Fully Paid Shares
GAUS 6/18/2021 6,251,139 877,969 Ordinary Fully Paid Shares
GAUS 6/18/2021 2,064,942 282,274 Ordinary Fully Paid Shares
GAUS 6/18/2021 2,953,366 411,906 Ordinary Fully Paid Shares
GAUS 6/18/2021 201,419 27,705 Ordinary Fully Paid Shares
GAUS 6/18/2021 455,840 63,576 Ordinary Fully Paid Shares
GAUS 6/18/2021 145,063 20,374 Ordinary Fully Paid Shares
GAUS 6/18/2021 88,370 12,234 Ordinary Fully Paid Shares
GAUS 6/21/2021 23,136 3,473 Ordinary Fully Paid Shares
GAUS 6/21/2021 182,828 25,499 Ordinary Fully Paid Shares
GAUS 6/21/2021 417,984 61,538 Ordinary Fully Paid Shares
GSI 6/21/2021 198 30 Ordinary Fully Paid Shares
GAUS 6/21/2021 24,901 3,473 Ordinary Fully Paid Shares
GAUS 6/21/2021 155,277 22,334 Ordinary Fully Paid Shares
GAUS 6/21/2021 426,228 59,446 Ordinary Fully Paid Shares
GAUS 6/21/2021 21,954 3,165 Ordinary Fully Paid Shares
GAUS 6/22/2021 49,023 6,977 Ordinary Fully Paid Shares
GAUS 6/22/2021 15,903 2,269 Ordinary Fully Paid Shares
GAUS 6/22/2021 220,208 31,389 Ordinary Fully Paid Shares
GAUS 6/23/2021 127,732 17,492 Ordinary Fully Paid Shares
GAUS 6/23/2021 28,280 4,000 Ordinary Fully Paid Shares
GAUS 6/23/2021 123,668 17,492 Ordinary Fully Paid Shares

17

ASX Form 603

GAUS 6/23/2021 35,726 4,894 Ordinary Fully Paid Shares
GAUS 6/23/2021 44,676 6,121 Ordinary Fully Paid Shares
GAUS 6/23/2021 26,201 3,706 Ordinary Fully Paid Shares
GSAMLP 6/23/2021 401 55 Ordinary Fully Paid Shares
GAUS 6/24/2021 83,771 11,507 Ordinary Fully Paid Shares
GAUS 6/24/2021 672,570 92,386 Ordinary Fully Paid Shares
GAUS 6/24/2021 25,289 3,503 Ordinary Fully Paid Shares
GAUS 6/24/2021 100,630 13,994 Ordinary Fully Paid Shares
GAUS 6/24/2021 101,876 13,994 Ordinary Fully Paid Shares
GAUS 6/24/2021 87,791 12,259 Ordinary Fully Paid Shares
GAUS 6/25/2021 156,885 21,247 Ordinary Fully Paid Shares
GAUS 6/25/2021 115,975 16,243 Ordinary Fully Paid Shares
GAUS 6/25/2021 137,437 18,472 Ordinary Fully Paid Shares
GAUS 6/25/2021 271,240 36,079 Ordinary Fully Paid Shares
GAUS 6/25/2021 658,854 89,361 Ordinary Fully Paid Shares

THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES

Signature

Print name
Sign here
Regina Chan
(signing under power of attorney in
accordance with section 52 of the
Corporations Act)
Capacity
Authorised Person
Date
29 June 2021

18