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CHALICE MINING LIMITED — Major Shareholding Notification 2021
Jul 13, 2021
64649_rns_2021-07-13_766801a7-4a7c-4255-9dc4-3f8a096ec245.pdf
Major Shareholding Notification
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ASX Form 605
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial shareholder
To Company Name/Scheme
CHALICE MINING LIMITED
ACN/ARSN ACN 116 648 956
1. Details of substantial holder
Name The Goldman Sachs Group, Inc. (“GSGI”) on behalf of itself and its subsidiaries (“Goldman Sachs Group”) including its significant subsidiaries listed in Annexure A (“Significant Subsidiaries”) and Goldman Sachs Holdings ANZ Pty Limited and its subsidiaries (“Goldman Sachs Australia Group”)
ACN/ARSN (if applicable) Not applicable
The holder ceased to be a substantial holder on 09 July 2021 The previous notice was given to the company on 29 June 2021 The previous notice was dated 29 June 2021
2. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of Change |
Person Whose Relevant Interest Changed |
Nature of Change | Consideration Given in Relation to Change |
Class and Number of Securities Affected |
Person's votes Affected |
|---|---|---|---|---|---|
| See Annexure B. |
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| GSGI | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA |
| Goldman Sachs Australia Group | All care of Level 17, 101 Collins Street, Melbourne Victoria 3000, Australia |
| Goldman Sachs Asset Management, L.P. (“GSAMLP”) | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA |
| Goldman Sachs Financial Markets Pty Ltd (“GAUS”) | Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia |
| Goldman Sachs International (“GSI”) | Plumtree Court, 25 Shoe Lane, London EC4A 4AU, United Kingdom |
1
ASX Form 605
Signature
Print name Regina Chan Capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) Sign here Date 13 July 2021
2
ASX Form 605
Annexure A
(This is Annexure A of two (2) pages referred to in Form 605, Notice of ceasing to be a substantial shareholder)
Significant Subsidiaries of The Goldman Sachs Group, Inc.
The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2020 and the states or jurisdictions in which they are organized. Each subsidiary is indented beneath its principal parent. The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the subsidiaries included below. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of the end of the year covered by this report, a “significant subsidiary” as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934.
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ASX Form 605
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THE GOLDMAN SACHS GROUP, INC. AND ITS SUBSIDIARIES
Signature
| Print name Sign here |
Regina Chan (signing under power of attorney in accordance with section 52 of the Corporations Act) Capacity Authorised Person |
|---|---|
| Date 13 July 2021 |
4
ASX Form 605
Annexure B
(This is Annexure B of four (4) pages referred to in Form 605, Notice of ceasing to be a substantial shareholder)
| Date of Change |
Person whose relevant interest changed |
Nature of Change |
Consideration given in relation to change |
Class and number of securities affected | Class and number of securities affected |
|---|---|---|---|---|---|
| 6/25/2021 | GAUS | Buy | 150,397 | 21,064 | Fully Paid Ordinary Shares |
| 6/25/2021 | GAUS | Sell | 131,890 | 18,472 | Fully Paid Ordinary Shares |
| 6/25/2021 | GAUS | Buy | 131,890 | 18,472 | Fully Paid Ordinary Shares |
| 6/25/2021 | GAUS | Sell | 150,397 | 21,064 | Fully Paid Ordinary Shares |
| 6/28/2021 | GAUS | Sell | 14,003 | 1,900 | Fully Paid Ordinary Shares |
| 6/28/2021 | GAUS | Buy | 1,416 | 195 | Fully Paid Ordinary Shares |
| 6/28/2021 | GAUS | Buy | 7,323 | 1,011 | Fully Paid Ordinary Shares |
| 6/28/2021 | GAUS | Buy | 489,699 | 67,080 | Fully Paid Ordinary Shares |
| 6/28/2021 | GAUS | Buy | 18,735 | 2,542 | Fully Paid Ordinary Shares |
| 6/28/2021 | GAUS | Buy | 14,003 | 1,900 | Fully Paid Ordinary Shares |
| 6/28/2021 | GAUS | Buy | 1,437 | 195 | Fully Paid Ordinary Shares |
| 6/28/2021 | GAUS | Sell | 1,437 | 195 | Fully Paid Ordinary Shares |
| 6/28/2021 | GAUS | Buy | 32,544 | 4,477 | Fully Paid Ordinary Shares |
| 6/28/2021 | GAUS | Buy | 258 | 35 | Fully Paid Ordinary Shares |
| 6/28/2021 | GAUS | Sell | 64,790 | 8,935 | Fully Paid Ordinary Shares |
| 6/28/2021 | GAUS | Sell | 258 | 35 | Fully Paid Ordinary Shares |
| 6/28/2021 | GAUS | Sell | 18,735 | 2,542 | Fully Paid Ordinary Shares |
| 6/28/2021 | GAUS | Sell | 28,484 | 3,920 | Fully Paid Ordinary Shares |
| 6/29/2021 | GAUS | Buy | 23,014 | 3,170 | Fully Paid Ordinary Shares |
| 6/29/2021 | GAUS | Sell | 2,650 | 365 | Fully Paid Ordinary Shares |
| 6/29/2021 | GAUS | Buy | 19,551 | 2,693 | Fully Paid Ordinary Shares |
| 6/29/2021 | GAUS | Buy | 68,070 | 9,376 | Fully Paid Ordinary Shares |
| 6/29/2021 | GAUS | Buy | 2,650 | 365 | Fully Paid Ordinary Shares |
| 6/29/2021 | GAUS | Buy | 289,558 | 40,713 | Fully Paid Ordinary Shares |
| 6/29/2021 | GAUS | Sell | 115,290 | 16,261 | Fully Paid Ordinary Shares |
| 6/29/2021 | GAUS | Buy | 66,416 | 9,376 | Fully Paid Ordinary Shares |
| 6/29/2021 | GAUS | Sell | 3,630 | 500 | Fully Paid Ordinary Shares |
| 6/29/2021 | GAUS | Buy | 3,630 | 500 | Fully Paid Ordinary Shares |
| 6/29/2021 | GAUS | Sell | 68,070 | 9,376 | Fully Paid Ordinary Shares |
| 6/29/2021 | GAUS | Buy | 47,630 | 6,728 | Fully Paid Ordinary Shares |
| 6/29/2021 | GAUS | Sell | 19,551 | 2,693 | Fully Paid Ordinary Shares |
| 6/29/2021 | GAUS | Sell | 23,014 | 3,170 | Fully Paid Ordinary Shares |
| 6/29/2021 | GSAMLP | Buy | 151 | 21 | Fully Paid Ordinary Shares |
| 6/29/2021 | GSAMLP | Buy | 194 | 27 | Fully Paid Ordinary Shares |
| 6/30/2021 | GAUS | Sell | 2,524 | 356 | Fully Paid Ordinary Shares |
| 6/30/2021 | GAUS | Sell | 33,500 | 4,725 | Fully Paid Ordinary Shares |
| 6/30/2021 | GAUS | Sell | 14,457 | 2,039 | Fully Paid Ordinary Shares |
| 6/30/2021 | GAUS | Sell | 6,538 | 885 | Fully Paid Ordinary Shares |
| 6/30/2021 | GAUS | Buy | 14,457 | 2,039 | Fully Paid Ordinary Shares |
| 6/30/2021 | GAUS | Buy | 15,385 | 2,170 | Fully Paid Ordinary Shares |
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ASX Form 605
| 6/30/2021 | GAUS | Sell | 442,174 | 60,026 | Fully Paid Ordinary Shares |
|---|---|---|---|---|---|
| 6/30/2021 | GAUS | Sell | 35,060 | 4,725 | Fully Paid Ordinary Shares |
| 6/30/2021 | GAUS | Sell | 158,892 | 21,501 | Fully Paid Ordinary Shares |
| 6/30/2021 | GAUS | Buy | 2,524 | 356 | Fully Paid Ordinary Shares |
| 6/30/2021 | GAUS | Sell | 21,812 | 2,957 | Fully Paid Ordinary Shares |
| 6/30/2021 | GAUS | Buy | 53,455 | 7,233 | Fully Paid Ordinary Shares |
| 6/30/2021 | GAUS | Buy | 33,586 | 4,565 | Fully Paid Ordinary Shares |
| 6/30/2021 | GAUS | Buy | 201,186 | 27,114 | Fully Paid Ordinary Shares |
| 6/30/2021 | GSI | Sell | 45 | 6 | Fully Paid Ordinary Shares |
| 6/30/2021 | GAUS | Buy | 33,500 | 4,725 | Fully Paid Ordinary Shares |
| 6/30/2021 | GAUS | Sell | 15,385 | 2,170 | Fully Paid Ordinary Shares |
| 7/1/2021 | GAUS | Buy | 89,892 | 12,900 | Fully Paid Ordinary Shares |
| 7/1/2021 | GAUS | Sell | 8,235 | 1,170 | Fully Paid Ordinary Shares |
| 7/1/2021 | GAUS | Buy | 120,019 | 16,175 | Fully Paid Ordinary Shares |
| 7/1/2021 | GAUS | Sell | 120,019 | 16,175 | Fully Paid Ordinary Shares |
| 7/1/2021 | GAUS | Buy | 114,301 | 16,175 | Fully Paid Ordinary Shares |
| 7/1/2021 | GAUS | Buy | 5,830 | 794 | Fully Paid Ordinary Shares |
| 7/1/2021 | GAUS | Sell | 36,815 | 5,135 | Fully Paid Ordinary Shares |
| 7/1/2021 | GAUS | Sell | 202,410 | 28,538 | Fully Paid Ordinary Shares |
| 7/1/2021 | GSI | Sell | 56 | 8 | Fully Paid Ordinary Shares |
| 7/1/2021 | GAUS | Sell | 8,795 | 1,233 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Buy | 2,583 | 370 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Sell | 222,020 | 31,808 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Buy | 33,904 | 4,747 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Sell | 2,583 | 370 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Buy | 148,737 | 21,309 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Buy | 386,009 | 53,639 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Buy | 49,083 | 7,032 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Sell | 52,792 | 7,300 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Buy | 50,389 | 7,032 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Sell | 5,848 | 815 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Sell | 49,083 | 7,032 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Sell | 12,694 | 1,736 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Sell | 148,737 | 21,309 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Sell | 2,605 | 359 | Fully Paid Ordinary Shares |
| 7/2/2021 | GAUS | Buy | 222,020 | 31,808 | Fully Paid Ordinary Shares |
| 7/5/2021 | GAUS | Buy | 115,673 | 16,269 | Fully Paid Ordinary Shares |
| 7/5/2021 | GAUS | Buy | 72,689 | 9,138 | Fully Paid Ordinary Shares |
| 7/5/2021 | GAUS | Buy | 87,467 | 12,302 | Fully Paid Ordinary Shares |
| 7/5/2021 | GAUS | Buy | 226,601 | 28,382 | Fully Paid Ordinary Shares |
| 7/5/2021 | GAUS | Sell | 2,638 | 371 | Fully Paid Ordinary Shares |
| 7/5/2021 | GAUS | Sell | 87,467 | 12,302 | Fully Paid Ordinary Shares |
| 7/5/2021 | GAUS | Sell | 219,018 | 27,652 | Fully Paid Ordinary Shares |
| 7/5/2021 | GAUS | Buy | 2,638 | 371 | Fully Paid Ordinary Shares |
| 7/6/2021 | GAUS | Sell | 139,624 | 17,304 | Fully Paid Ordinary Shares |
| 7/6/2021 | GAUS | Sell | 118,094 | 14,835 | Fully Paid Ordinary Shares |
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ASX Form 605
| 7/6/2021 | GAUS | Sell | 83,962 | 10,548 | Fully Paid Ordinary Shares |
|---|---|---|---|---|---|
| 7/6/2021 | GAUS | Buy | 4,603 | 570 | Fully Paid Ordinary Shares |
| 7/6/2021 | GAUS | Sell | 341,862 | 42,205 | Fully Paid Ordinary Shares |
| 7/6/2021 | GAUS | Buy | 83,962 | 10,548 | Fully Paid Ordinary Shares |
| 7/6/2021 | GAUS | Buy | 195,548 | 24,527 | Fully Paid Ordinary Shares |
| 7/6/2021 | GAUS | Buy | 6,140 | 759 | Fully Paid Ordinary Shares |
| 7/6/2021 | GAUS | Sell | 4,537 | 570 | Fully Paid Ordinary Shares |
| 7/6/2021 | GAUS | Sell | 6,042 | 759 | Fully Paid Ordinary Shares |
| 7/6/2021 | GAUS | Buy | 83,945 | 10,548 | Fully Paid Ordinary Shares |
| 7/6/2021 | GAUS | Buy | 6,042 | 759 | Fully Paid Ordinary Shares |
| 7/6/2021 | GAUS | Buy | 4,537 | 570 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Sell | 4,431 | 563 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Sell | 952 | 121 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Sell | 4,431 | 563 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Sell | 13,088 | 1,663 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Buy | 4,431 | 563 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Buy | 13,189 | 1,663 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Sell | 71 | 9 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Sell | 663,826 | 84,263 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Buy | 50,588 | 6,428 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Buy | 56,844 | 7,183 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Buy | 4,919 | 625 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Sell | 8,845 | 1,129 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Sell | 4,919 | 625 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Buy | 48,427 | 6,139 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Sell | 50,588 | 6,428 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Sell | 30,070 | 3,811 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Buy | 13,088 | 1,663 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Buy | 71 | 9 | Fully Paid Ordinary Shares |
| 7/7/2021 | GAUS | Buy | 952 | 121 | Fully Paid Ordinary Shares |
| 7/8/2021 | GAUS | Buy | 20,618 | 2,600 | Fully Paid Ordinary Shares |
| 7/8/2021 | GAUS | Sell | 20,618 | 2,600 | Fully Paid Ordinary Shares |
| 7/8/2021 | GAUS | Sell | 50,728 | 6,397 | Fully Paid Ordinary Shares |
| 7/8/2021 | GAUS | Sell | 3,418 | 431 | Fully Paid Ordinary Shares |
| 7/8/2021 | GAUS | Sell | 115,469 | 14,658 | Fully Paid Ordinary Shares |
| 7/8/2021 | GAUS | Buy | 35,695 | 4,593 | Fully Paid Ordinary Shares |
| 7/8/2021 | GAUS | Buy | 3,418 | 431 | Fully Paid Ordinary Shares |
| 7/8/2021 | GAUS | Buy | 202,781 | 26,301 | Fully Paid Ordinary Shares |
| 7/8/2021 | GAUS | Sell | 6,223 | 791 | Fully Paid Ordinary Shares |
| 7/8/2021 | GAUS | Sell | 89,238 | 11,181 | Fully Paid Ordinary Shares |
| 7/8/2021 | GAUS | Buy | 50,728 | 6,397 | Fully Paid Ordinary Shares |
| 7/8/2021 | GAUS | Buy | 171,189 | 21,923 | Fully Paid Ordinary Shares |
| 7/9/2021 | GAUS | Sell | 51,086 | 6,626 | Fully Paid Ordinary Shares |
| 7/9/2021 | GAUS | Buy | 51,086 | 6,626 | Fully Paid Ordinary Shares |
| 7/9/2021 | GAUS | Sell | 2,691 | 349 | Fully Paid Ordinary Shares |
| 7/9/2021 | GAUS | Sell | 2,698,500 | 350,000 | Fully Paid Ordinary Shares |
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ASX Form 605
| 7/9/2021 | GAUS | Sell | 38,550 | 5,000 | Fully Paid Ordinary Shares |
|---|---|---|---|---|---|
| 7/9/2021 | GAUS | Buy | 2,691 | 349 | Fully Paid Ordinary Shares |
| 7/9/2021 | GAUS | Sell | 18,721 | 2,535 | Fully Paid Ordinary Shares |
| 7/9/2021 | GAUS | Sell | 36,092 | 4,859 | Fully Paid Ordinary Shares |
| 7/9/2021 | GAUS | Sell | 1,592,361 | 215,187 | Fully Paid Ordinary Shares |
| 7/9/2021 | GAUS | Buy | 124,512 | 16,861 | Fully Paid Ordinary Shares |
| 7/9/2021 | GAUS | Sell | 1,624 | 220 | Fully Paid Ordinary Shares |
| 7/9/2021 | GAUS | Buy | 208 | 27 | Fully Paid Ordinary Shares |
| 7/9/2021 | GAUS | Sell | 208 | 27 | Fully Paid Ordinary Shares |
| 7/9/2021 | GAUS | Sell | 188,147 | 24,403 | Fully Paid Ordinary Shares |
| 7/9/2021 | GAUS | Buy | 38,550 | 5,000 | Fully Paid Ordinary Shares |
THE GOLDMAN SACHS GROUP, INC. AND ITS SUBSIDIARIES
Signature
| Print name Sign here |
Regina Chan (signing under power of attorney in accordance with section 52 of the Corporations Act) Capacity Authorised Person |
|---|---|
| Date 13 July 2021 |
8