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CervoMed Inc. Director's Dealing 2019

Jan 4, 2019

34364_dirs_2019-01-04_a8323021-92e3-43b6-b644-233cc8f25703.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Diffusion Pharmaceuticals Inc. (DFFN)
CIK: 0001053691
Period of Report: 2019-01-02

Reporting Person: Hornung William Karl (Chief Financial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-01-02 Stock Option (Right to Buy) $2.10 A 16334 Acquired 2029-01-02 Common Stock (16334) Direct

Footnotes

F1: The shares underlying the options vest in 36 equal (or as nearly equal as possible) monthly installments on the last calendar day of each month over a three-year period beginning on January 31, 2019.