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CervoMed Inc. Director's Dealing 2019

Jul 19, 2019

34364_dirs_2019-07-19_201a1e48-5dfd-42aa-8a98-8ffc007bc244.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Diffusion Pharmaceuticals Inc. (DFFN)
CIK: 0001053691
Period of Report: 2019-06-13

Reporting Person: Giles Mark T (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-06-13 Stock Option (Right to Buy) $3.15 A 13100 Acquired 2029-06-13 Common Stock (13100) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 294 Indirect
Common Stock 53513 Indirect

Footnotes

F1: The shares underlying the options vest in 12 equal (or as nearly equal as possible) monthly installments on the last calendar day of each month over a one-year period beginning on June 13, 2019.