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CervoMed Inc. — Director's Dealing 2016
Sep 16, 2016
34364_dirs_2016-09-16_15914a50-1f47-4144-87f1-e6dfcb0e0e91.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Diffusion Pharmaceuticals Inc. (DFFN)
CIK: 0001053691
Period of Report: 2016-08-31
Reporting Person: BLECH ISAAC (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-31 | Stock Option (Right to Buy) | $8 | A | 204907 | Acquired | 2026-08-31 | Common Stock (204907) | Direct |
Footnotes
F1: Security granted on August 31, 2016 under the Issuer's 2015 Equity Incentive Plan, as amended, as an initial one-time grant to the Reporting Person in connection with his appointment to the Issuer's Board of Directors on August 11, 2016.
F2: The option shall vest in 40 quarterly equal (or as nearly equal as possible) installments beginning September 30, 2016.
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